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Note: This is a primitive study which is well behind current understanding of this issue, particularly regarding effects on people, but it is important because it is the basis for many current Federal policies regarding aviation noise. It does have a very complete section on definitions.
U.S. DEPARTMENT OF COMMERCE
National Technical Information Service
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Perceived Noise level (PNL) |
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Sound Exposure Level (SEL) |
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24-Hour Above (TA) |
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Day, Evening, Night (TA) |
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Evaluation of the DNL Metric for Heliport/ Helistop Noise Impact Assessment |
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Top
PAGE 10.3
10.4
10.5
10.5.1
10.5.2
10.6
10.7
Section 11.0
11.1
11.2
11.2.1
11.2.2
11.2.3
11.2.4
11.3
Section 12.0
12.1
12.2
12.3
12.4
Section 13.0
13.1
13.2
13.3
13.3.1
13.3.2
Section 14.0
14.1
14.2
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6.3 |
Permissible Distance Between a Speaker and Listeners of Voice and Ambient Level |
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Top
AI |
Articulation Index |
AICUZ |
Air Installation Compatible Use Zones |
AIR |
Aerospace Information Report |
ALM |
A-Weighted Maximum Sound Level |
ANSI |
American National Standards Institute |
ARP |
Aerospace Recommended Practice |
CHABA |
Committee on Hearing, Bioacoustics and Biomechanics |
CNEL |
Community Noise Equivalent Level |
CNR |
Composite Noise Rating |
dB |
Decibel |
DNL |
Day-Night Average Noise Level |
DOT |
Department of Transportation |
DRC |
Damage Risk Criteria |
EPA |
Environmental Protection Agency |
EPNL |
Effective Perceived Noise level |
HUD |
Housing and Urban Development |
Hz |
Hertz |
ICAO |
International Civil Aviation 0rganization |
IEC |
International Electrotechnical Commission |
ISO |
International Standards 0rganization |
Ldn |
Day-Night Average Sound Level |
Leq |
Equivalent Sound Level |
Lx |
An Airport Cumulative Metric Derived from dBA |
Top NASA National Aeronautics and Space Administration NEF Noise Exposure Forecast NIPTS Noise Induced Permanent Threshold Shift NNI Noise and Number Index NREM Non-Rapid Eye Movement Sleep NTSB National Transportation Safety Board OSHA Occupational Safety and Health Administration PNL Perceived Noise Level PNLT Tone Corrected Perceived Noise Level PSIL Preferred Speech Interference Level REM Rapid Eye Movement Sleep SAE Society of Automotive Engineers SEL Sound Exposure Level SIL Speech Interference Level SST Super Sonic Transport TA Time Above (a certain noise level) TTS Temporary Threshold Shift
Section 1.0 General Introduction
Top
Typical Decibel (dBA) Values Encountered in Daily Life and Industry*
Aviation noise significantly affects
several million people in the United States. In a great number of instances,
aircraft noise simply merges into the urban din, a cacophony of buses, trucks,
motorcycles, automobiles and construction noise. However, in locations closer to
airports and aircraft flight tracks, aircraft noise becomes more of a concern.
The Federal Aviation Administration (FAA) presents this report in an effort to
enhance public understanding of the impact of noise on people and to answer many
questions that typically arise. Information on aircraft noise indices, human
response to noise, and criteria for land use controls is included. Additionally,
information on hearing damage is presented, along with occupational health
standards for noise exposure.
This document has been developed after
reviewing the rather extensive literature in each topical area, including many
original research papers, and also by taking advantage of literature searches
and reviews carried out under FAA and other Federal funding over the past two
decades. Efforts have been made to present the critical findings and conclusions
of pertinent research, providing, when possible, a "bottom line" conclusion,
criterion, or perspective to the reader concerned with aviation
noise.
How to Read This Document
1. If you want only a
general, non-technical presentation of the fundamental issues and concerns with
aircraft noise, read this introduction and the one-page summaries at the
beginning of each section.
2. If you are an engineer, planner, social
scientist or an individual conducting an environmental impact, assessment,
consider reading each section of interest in its entirety.
3. If you wish
to do an in-depth study, assessment or analysis, delve into the text and the
references listed. For more information, consider contacting the staff of the
FAA 0ffice of Environment and Energy, Noise Abatement Division,, in Washington,
D.C. 20591.
What is Sound?
Sound is a complex vibration
transmitted through the air which, upon reaching our ears, may be perceived as
beautiful, desirable, or unwanted. It is this unwanted sound which people
normally refer to as noise.
Rustling leaves |
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Room in a quiet dwelling at midnight |
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Soft whispers at 5 feet |
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Men's clothing department of large store |
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Window air conditioner |
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Conversational speech |
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Household department of large store |
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Busy restaurant |
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Typing pool (9 typewriters in use) |
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Vacuum cleaner in private residence (at 10 feet) |
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Ringing alarm clock (at 2 feet) |
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Loudly reproduced orchestral music in large room |
|
Beginning of hearing damage if prolonged exposure over 85 dBA
Printing press plant |
86 |
Heavy city traffic |
92 |
Heavy diesel-propelled vehicle (about 25 feet away) |
92 |
Air grinder |
95 |
Cut-off saw |
97 |
Home lawn mower |
98 |
Turbine condenser |
98 |
150 cubic foot air compressor |
100 |
Banging of steel plate |
104 |
Air hammer |
107 |
Jet airliner (500 feet overhead) |
115 |
* When distances are not specified, sound levels are the value at the
typical location of the machine operator.
Top How Does Sound Get Around? Sound moves outward from its point of origin in waves just as ripples move
outward from the point at which a pebble enters a pond.
While hearing damage is not a common result of aircraft noise exposure,
speech and sleep interferences are major concerns of neighbors close to
airports.
Top Years of experience in airport planning and development have resulted in
guidelines which match uses of land -- like hospitals or concert halls -- with
normally compatible noise levels; these guidelines are published in an FAA
regulation called Federal Aviation Regulation (FAR) PART 150. Implementation of
an FAR150 study will assist airport operators and neighbors in minimizing the
extent of non-compatible land uses.
Top
INTRODUCTION
Top (2) Single Event Energy Dose (3) Cumulative Energy Average Metrics (4) Cumulative Time Metrics
It was originally employed for sounds less than 55 dB in level; now A-level
is used for all levels of sound because it has been found to correlate well with
people's subjective judgment of the loudness of sounds. Its simplicity and
superiority over unweighted SPL in predicting people's responses to noise have
contributed to its wide acceptance. The ALM is currently used for noise
certification of small propeller-driven aircraft; also, in FAA Advisory Circular
36-3C it is used as the basis for airport access restrictions which discriminate
solely on the basis of noise level.
Top
Top acoustical energy associated with the fluctuating sound (during the
prescribed time period) is equal to the total acoustical energy associated with
a steady sound level of Leq for the same period of time. The purpose of Leq is
to provide a single number measure of noise averaged over a specified time
period.
Top 1) Pragmatically speaking, it works. Engineers and planners have acquired
over 30 years working experience with a nominal 10 dB nighttime weighting
function. This experience has been successful, contributing to wise zoning and
planning decisions.
Top
Sound, just as
the ripple in the pond, requires a medium in which to travel; this medium is
usually air.
What is a Decibel?
The decibel (dB) is a
shorthand way to express the amplitude of sound (the relative height of those
ripples in the pond). Because the "ripples" of sound typically experienced may
vary in height from 1 to 100,000 "units", it becomes rather cumbersome to
maintain an intuitive feeling for what different values represent. The decibel
allows people to understand sound strength using numbers ranging between 20 and
120, a more familiar and manageable set of values. Table 1.1 provides a
listing Of some typical sounds and their respective sound levels (expressed in
decibels) at given distances.
The decibel also relates well to the way in
which people perceive sound. A 10 dB increase in a sound seems twice as loud to
the listener, while a 10 dB decrease seems only half as loud. In general,
changes in sound level of 3 or 4 dB are barely perceptible.
What is
Frequency or Pitch?
Some of the ripples in the pond may be very
short; these are analogous to high pitched sounds such as the voice of a
soprano. Other wavelets might be very broad; these waves are analogous to a bass
or baritone voice. Most sounds we hear are composed of a mixture of these
different length sound waves, giving complexity, richness and character to our
experience of sound.
What is the Most Important Effect of Aviation
Noise?
Annoyance is the most prevalent effect of aircraft noise. It
is important to note that while the overall, or average, community attitude
about a noise level is usually what is reported, some individuals will be much
more and others much less upset or annoyed with the sound in question. Figure 1.1 shows
this typical response pattern. This variation in response is what makes the
science of measuring "community response" a rather complicated
matter.
What are Other Principal Effects of Aircraft
Noise?
1. speech interference
2. sleep interference
3.
hearing damage risk_ Ref 1
What are Some Less Frequently Identified Effects of Noise on
Humans?
1. physiological (cardiovascular and circulatory)
problems
2. psychological problems (stemming from intense
annoyance)
3. social behavioral problems
At the present time there
is no conclusive evidence to link these effects with aircraft noise. As
discussed in the text, these topical areas are often rife with conflicting
research results and are very controversial. The summary of the non-auditory
effects section (Section 8.0)
provides current guidance for interpreting these reported
effects.
What Other Areas May be Affected by Aircraft
Noise?
1. real estate values
2. land use
3.
wildlife
4. farm animals
While the reactions of animals to
noise have been studied, it is another research area plagued with widely varying
results. In all but extreme cases (such as in pristine wilderness or in the case
of excessive noise levels) wildlife and domesticated animals rarely display any
reactions to aviation noise.
How Do You Measure Aircraft
Noise?
sound is often measured using a sound level meter with a
filter which simulates the human hearing response. This filter and the human ear
give greater emphasis to sounds in the speech-important frequency bands and less
emphasis to the lower and higher frequencies. This differential response in the
human ear may have developed over the course of human evolution as a way to
filter the sounds of wind and water which might interfere with survival-related
communications such as "Here comes a Tyrannosaurus Rex--run for it!" In any
event, this filter is called the A-weighting filter, and the sound measured with
this filter is called the A-level (AL).
Now I Know What AL is, but I
Am Confused About "Energy Dose." What Exactly is the Sound Exposure Level
(SEL)?
When our sound level meter is measuring the AL, think of the
sound falling on the microphone like rain or snow. The maximum rate of rainfall
is the maximum AL. Now consider the sound level meter as a bucket or pail. After
the "noise event" has passed (aircraft flyover or truck passby) the rain or snow
collected in the bucket (having passed through the microphone) is the noise dose
or Sound Exposure Level (SEL). Essentially, loud noise events create a large
bucket (dose) of sound energy, while quieter events create smaller
buckets.
Now What Do I Do With "Buckets" of Noise (the Leq and
DNL)?
The buckets are typically collected over a 24-hour time period
and are poured into a large container. The total volume collected during the
24-hour time period is averaged to formulate a value called the "Equivalent
sound Level", or Leq. When the buckets collected during the nighttime hours are
multiplied by 10 (because of greater potential for disturbing people) and then
the volume averaged, we formulate a value called the "Average Day Night sound
Level" or DNL. The Leq and DNL are values one often encounters in looking at the
overall noise exposure from an airport operation.
-New Way of Rating Airport Noise. Sound and Vibration,
V.7,
No, 12, December 1973.
Section 2.0 NOISE METRICS
This section describes the noise metrics utilized
in conducting analyses of aircraft noise. While dozens of additional metrics
exist, this section focuses on the officially designated family of indices. A
working knowledge of these measures is extremely valuable in understanding the
remainder of this report.
AVIATION APPLICATIONS/ISSUES
1.
Correlation between human response and various measures of sound.
2.
Selection of the best metrics for specific applications.
3. Selection of
weighting factors for sound occurring at various times of day.
4.
Selection of metrics which are accurate, relatively easy to measure, compute and
understand.
GUIDANCE/POLICY/EXPERIENCE
1. The fundamental
sound level metric designated as the A-Weighted Sound Level, or AL. This metric
has often appeared in the literature as dBA. It is designated for measuring
noise at an airport and surrounding areas by Part 150.
2. Single event
dose or energy metric designated as the Sound Exposure Level or SEL.
3.
Airport yearly average noise exposure measure designated as the Yearly Average
Day Night Level or DNL. The DNL has often appeared in the literature as Ldn..
Required by Part 150 to measure the exposure of individuals to noise resulting
from the operation of an airport.
4. Effective Perceived Noise Level or
EPNL designated as the certification metric for large transport turbojet
aircraft and helicopters.
5. Time functions of ALm (such as Time Above,
TA and L-Values, L-10) identified as supplementary metrics for use in
environmental impact analyses.
6. Octave and one-third octave spectra
identified as important in specific applications such as sound proofing and
speech interference studies.
2.1 INTRODUCTION
The topic of noise
metrics has traditionally involved a rather confusing proliferation of units and
indices. In response to the requirements of the Aviation Safety and Noise
Abatement Act of 1979 (P.L 96-193), the FAA established a single system of
metrics for measuring and evaluating noise for land use planning and
environmental impact assessment. The FAA also has another system of metrics
which it employs for certification of commercial aircraft. This section
describes both systems of metrics. It also identifies other noise metrics
frequently and necessarily employed in noise certification and provides detailed
analysis of noise effects such as speech interference, hearing impact and sleep
disturbance.
Sound measures, or more academically, acoustical metrics,
all consist of three basic building blocks: 1) sound pressure level, expressed
in decibels, 2) frequency or pitch of the sound, and 3) time. The sound pressure
levels at various frequencies (points 1 and 2 above), for a given point in time,
are usually combined into a frequency spectrum (see Figure 2.1),
which is somewhat analogous to the fingerprint of the sound. This spectrum,
which varies with time, represents the real starting point for the metric
story (see Figure
2.2). From this point of origin, the following classes of metrics have
evolved:
(1) Single Event Maximum Sound Levels
The paragraphs below describe and
differentiate these four generic classes of acoustical metrics. An understanding
of these four classes essential for an individual undertaking a comprehensive
assessment of noise effects. (For mathematical formulations of each of the noise
metrics, the reader is referred to The Handbook of Noise Ratings (Ref. 1).
2.2 SINGLE EVENT MAXIMUM SOUND LEVEL METRICS
The
following noise metrics are generally related, each representing a maximum sound
level. The applications of these metrics are diagrammed in Figure 2.2.
2.2.1 A-Weighted Sound Level: ALm (Historically dBA),
Expressed in dB. The A-weighted Sound Level is the single event maximum
sound level metric. A-weighted sound pressure level is sound pressure level
which has been filtered or weighted to reduce the influence of the low and high
frequency extremes. Because unweighted sound pressure level does not correlate
well with human assessment of the loudness of sounds, various weighting networks
are added to sound level meters to attenuate low and high frequency noise in
accordance with accepted equal loudness contours. One of these weighting
networks is designated "A" (shown in Figure
2.3).
2.2.2
D-Weighted Sound Level: DLm (Historicall dB(D)), Expressed in dB.
D-weighted sound pressure level or D-level is sound pressure level which has
been frequency-filtered to reduce the effect of the low frequency noise and to
recognize the annoyance at higher frequencies. D-level is measured in decibels
with a standard sound level meter with contains a "D" weighting network with the
response curve shown in Figure 2.3. D-level
was developed as a simple approximation of perceived noise level (PNL) for use
in assess aircraft noise. PNL, addressed in the next paragraph, can be estimated
from the D-level by this equation: PNL = dB(D) + 7.
2.2.3 Perceived Noise Level (PNL), Expressed in dB.
Perceived Noise Level (PNL) is a rating of the noisiness that has been used
almost exclusively in aircraft noise assessment. PNL is computed from sound
pressure levels measured in octave or one-third octave frequency bands. This
rating is most accurate in estimating the perceived noisiness of broadband
sounds of similar time duration which do not contain strong discrete frequency
components. Currently it is used by the FAA and foreign governmental agencies in
the noise certification process for all turbojet -- powered aircraft and large
propeller-driven transports. The perceived noise level is expressed in decibels.
These units translate the subjective linearly additive noisiness scale to a
logarithmic dB-type
scale, where an increase of 10 dB in PNL is equivalent to a doubling of its
perceived noisiness.
2.2.4 Tone Corrected
Perceived Noise Level (PNLT), PNdB. Tone Corrected Perceived Noise Level is
basically the Perceived Noise Level adjusted to account for the presence of
discrete frequency components. PNLT was developed to aid in prediction of
perceived noisiness for aircraft flyovers and vehicle noise which contain pure
tones, or have pronounced irregularities in their spectrum. The method for
calculating PNLT adopted by the FAA involves calculation of the PNL of a sound
and the addition of a tone correction based on the tonal frequency and the
amount that the tone exceeds the noise in the adjacent one-third octave
bands.
2.3 SINGLE EVENT ENERGY DOSE
METRICS
The following noise metrics are generically related, each
representing a noise energy dose. Each metric reflects both the maximum sound
level and the duration of the event. As shown in Figure 2.2, these
metrics are derived from single event sound level metrics.
2.3.1 Effective Perceived Noise Level (EPNL), Expressed in
dB or EPNdB. Effective Perceived Noise Level is a single number measure of
complex aircraft flyover noise which approximates human annoyance responses. It
is derived from PNL and PNLT and includes correction terms for the duration of
an aircraft flyover and the presence of audible pure tones or discrete
frequencies (such as the whine of a jet aircraft) in the noise signal. The EPNL
is used by the FAA as the noise certification metric for large transport and
turbojet aircraft and helicopters.
2.3.2 Sound
Exposure Level (SEL), Expressed in dB. SEL is a measure of the effect of
duration and magnitude for a single event measured in A-weighted sound level
above a specified threshold which is at least 10 dB below the maximum value. In
typical aircraft noise model calculations, SEL is used in computing aircraft
accoustical contribution to the Equivalent Sound Level (Leq) and the Day-Night
Sound Level (DNL).
2.4 CUMULATIVE ENERGY AVERAGE
METRICS
The cumulative energy average noise metrics are usually
derived from single event energy dose metrics. These metrics can also be
computed from continuous noise measurement data. Cumulative metrics correlate
well with aggregate community annoyance response. They were not designed as
single source measures, so they do not account adequately for tonal components.
Nor do they relate accurately to speech interference, sleep disturbance or other
phenomena requiring analysis using single event maximum and energy dose sound
level data. In practice, these measures are not used in determining source
standards or for certification of product noise.
2.4.1 Equivalent Sound Level (Leq), Expressed in dB.
Equivalent sound level, Leq, is the energy average noise level (usually
A-weighted) integrated over some specified time. Equivalent signifies
that the total
2.4.3
Community Noise Equivalent Level (CNEL), in dB. CNEL, like DNL,
incorporates the energy average A-weighted sound level integrated over a 24-hour
period Weightings are applied for the noise levels occurring during the evening
(7 p.m. - 10 p.m.) and nighttime (10 p.m. - 7 a.m.). CNEL differs from DNL in
the addition of the evening weighting step function of 3 dB which is intended to
account for activity interference and annoyance during that time period. It was
originally used by the state of California, but it is being phased
out.
2.4.4 Noise Exposure Forecast (NEF), in
dB. Noise Exposure Forecast performs the same role as DNL or CNEL but is
developed using EPNL as the intermediate single event dose metric. The NEF
metric incorporates a weighting factor which effectively imposes a 12.2 dB
penalty on sound occurring between 10 p.m. and 7 a.m. This corresponds to a
nighttime event multiplier of 16.7. NEF correlates extremely well with DNL and
the equivalency DNL = NEF + 35 is often used.
2.5
CUMULATIVE TIME METRICS
2.5.1 24-Hour
Time Above (TA), Expressed in Minutes. The 24-hour TA metric provides the
duration in minutes for which aircraft related noise exceeded specified
A-weighted sound levels. An example of a TA contour is shown in Figure 2.4. TA is
one of the criteria specified in HUD Circular 1390.2 for determining eligibility
for HUD construction funding (Ref. 3). TA'S
inverse, the L-value (e.g., L 10) is used (along with Leq) as the FHWA criteria
for planning and design of Federal-aid highways. Further, TA can be related
directly to some "threshold activated" physiological or annoyance effects.
2.5.2 Day, Evening, Night (TA), Expressed in
Minutes. The Day-TA metrics provide the duration in minutes for which
aircraft related noise exceeded specified A-weighted sound levels during the
period 7:00 a.m. to 7:00 p.m. The Evening TA metrics provide the duration in
minutes for which aircraft related noise exceeded A-weighted sound levels during
the period from 7:00 p.m. to 10:00 p.m. The Night TA metrics provide the
duration in minutes for which aircraft related noise exceeded A-weighted sound
levels during the period from 10:00 p.m. to 7:00 a.m.
2.6 DNL: THE STANDARD CUMULATIVE AVERAGE ENERGY
METRIC
The FAA selected DNL as the cumulative average energy metric
to be used in airport noise exposure studies. While a dialogue continues within
research circles concerning weighting functions, the DNL has emerged as a sound
and workable tool for use in land use planning and in relating aircraft noise to
community reaction. The substantiating basis for the DNL can perhaps best be
summarized as follows:
2) The nominal 10 dB decrease in ambient noise levels
in many residential areas at nighttime provides a sensible basis for the
weighting factor.
2.7 EVALUATION OF THE DNL METRIC
FOR HELIPORT/HELISTOP NOISE IMPACT ASSESSMENT
With the increase in
helicopter operations in and around urban areas, the FAA has sought to include
helicopters in the environmental planning process. In this context, the question
has arisen of whether or not the average cumulative energy metric DNL, which is
used in the analysis of noise from conventional aircraft, would also be
appropriate for analysis of helicopter noise. Most commercial airports have
hundreds of operations a day, while heliports generally handle fewer than
thirty. The metric used to analyze helicopter noise would have to be sensitive
enough to accurately reflect community response at comparatively low levels of
noise exposure (lower cumulative levels because of fewer flights).
In
order to investigate whether or not DNL would be appropriate, the FAA supported
a field test program to examine subjective response to helicopter operations.
The actual study was conducted by NASA Langley Research Center and is summarized
below (Ref. 4).
In the study, researchers examined the reaction of community residents to low
numbers of helicopter noise events. Residents of the selected community were
interviewed twenty-three times about their general noise annoyance on particular
days. Unknown to them, on those days helicopter flights had been controlled for
the test purpose; the number of flights per day varied from 0 to 32. The
exposure varied randomly through each of the
METRIC |
DESCRIPTION |
One-third Octave Sound Pressure Levels |
The one-third octave band sound pressure levels are the starting point for all other metrics; useful in implementation of soundproofing |
PNL |
Sound Level from which EPNL was developed |
PNLT |
Sound Level from which EPNL was developed |
EPNL |
A maximum sound level single event cumulative metric developed from the PNLT and PNL sound level. Used in FAR Part 36, Appendix C Certification, Advisory Circular 36-lB and Advisory Circular 36-2A. |
NEF |
An Airport cumulative metric no longer in use in the U.S. but often used in older studies; replaced by DNL (the FAA approved metric) |
Alm |
A sound level metric applied as follows:
1050.lC Analysis FAR Part 36 Appendix F Certification Specific eligibility for Soundproofing Implementation of Soundproofing Noise Monitoring Systems FAA Advisory Circular |
TA |
An airport cumulative metric derived from dB(A) and applied as follows:
l050.lD Analysis Noise Monitoring Systems |
Lx |
An airport Cumulative metric derived from dB(A) and applied as follows:
l050.lD Analysis Noise Monitoring Systems |
SEL |
A maximum sound level, single event cumulative metric derived from dB(A) and applied as follows:
Noise Monitoring Systems |
Leq |
An airport cumulative metric derived from SEL; no application in aviation |
DNL |
An airport cumulative metric derived from SEL with the following applications:
Airport Noise Analysis FAR l050.lD Analysis General Eligibility for Soundproofing Noise Monitoring Systems |
CNEL |
An airport cumulative metric derived from SEL used only by the state of California; CNEL will be phased out in the next few years. |
Top
twenty-three (non-consecutive) test days. It was found that the (1) maximum
noise level, (2) the number of noise events, and (3) the duration of the events
(reflected in cumulative energy noise indices) correlated well with community
annoyance response.
The results of this program provided strong evidence
that the same analytical tool, the DNL metric, employed at airports with large
numbers of operations can be used with confidence in assessing the environmental
impact (human response) of comparatively small numbers of helicopter
operations.
2.8 SUMMARY OF NOISE METRIC
POLICY
The FAA noise metric usage policy is presented in Figure 2.2. The
figure shows the genealogy of the various types of metrics starting from the
one-third octave sound pressure level data. The dBA, PNL and PNLT are identified
as pertinent sound levels. SEL and EPNL are identified as significant
single event cumulative energy (or dose) metrics while Leq, DNL, CNEL and
NEF are recognized as airport cumulative exposure metrics along with TA
and Lx. The policy outline reflects the stated position supporting ALm as the
single event maximum sound level metric, SEL as the single event dose metric,
and DNL as the airport cumulative noise metric. EPNL is retained as a
certification noise metric. The SEL, TA and Lx metrics are all descendants of
the A-weighted sound level and their use is consistent with stated
policy.
2.9 NOISE METRICS
APPLICATIONS
Each of the noise metrics discussed above has a specific
set of applications for which it is most appropriate, as detailed in Table 2.1.
Top
2.
Hassall, J.R. and K. Zaveri. Acoustic Noise Measurements. Bruel &
Kjaer, January 1979.
3. Housing and Urban Development
Circular 1390.2.
4. Fields, James M. and Clemans A.
Powell. Community Survey of Helicopter Noise Annoyance Conducted Under
Controlled Noise Exposure Conditions. Unpublished Report, December 1984.
Top
Section 3.0 ANNOYANCE AND AIRCRAFT NOISE
INTRODUCTION
The typical response of humans to aircraft noise
is annoyance. Annoyance response is remarkably complex and, considered on an
individual basis, displays wide variability for any given noise level.
Fortunately, when one considers average annoyance reactions within a community,
one can develop aggregate annoyance response/noise level relationships. This
section introduces the reader to the factors which influence individual
annoyance response. Also included are examples of research findings which
display aggregate community annoyance responses.
AVIATION
APPLICATION/ISSUES
Annoyance is the number one consequence of
excessive aircraft noise. The continued growth of the aviation industry and
expansion of airport capacity is in part dependent on how well noise
compatibility planning is
handled.
GUIDANCE/POLICY/EXPERIENCE
It is the charter of
the FAA to assure safety and promote civil aviation. Promoting civil aviation
means, among other things, addressing the problems of aircraft noise annoyance.
The FAA, working with other members of the community, has taken a series of
steps designed to bring about greater compatibility between aircraft noise
levels and affected individuals. Actions include:
1. Source noise
certification regulations
2. FAR Part 150 Airport Noise Exposure / Land Use
Compatibility Planning Process
3. Research into the mechanism of annoyance to
aircraft noise
4. Advisory publications designed to mitigate aircraft noise
impact on noise sensitive areas.
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3.1 INTRODUCTION
Responses of annoyance
are the most common reaction to aircraft noise. This section discusses, first,
how people perceive noisiness, and second, some of the emotional and physical
variables which may influence an individual's response to a sound. A review of
pertinent research concludes this section.
3.2
PERCEPTION OF NOISE
How people perceive loudness or noisiness of
any given sound depends on several measurable physical characteristics of the
sound. These factors are:
A. Intensity. In general, a ten decibel
increase in intensity may be considered a doubling of the perceived loudness or
noisiness of a sound; however, other psychoacoustic evidence suggests that a
somewhat greater than IO decibel increase in peak level of airplane flyover
noise is required to produce a perceived doubling of loudness.
B.
Frequency Content. Sounds with concentration of energy between 2,000 Hz
and 8,000 Hz are perceived to be more noisy than sounds of equal sound pressure
level outside this range.
C. Changes in Sound Pressure Level.
Sounds that are increasing in level are judged to be somewhat louder than those
decreasing in level (consider police and emergency vehicle sirens).
D.
Rate of Increase of Sound Pressure Level. Impulsive sound (ones reaching
a high peak very abruptly, such as pile drivers or jack hammers) are usually
perceived to be very noisy.
3.3 VARIABLES
AFFECTING RESPONSE
Individual human response to noise is subject to
considerable natural variability, over the past 35 years, researchers have
identified many of the factors which contribute to the variation in human
reaction to noise.
3.3.1 Emotional
Variables. Knowledge of the existence of these individual variables helps to
understand why it is not possible to state simply that a given noise level from
a given noise source will elicit a particular community reaction or have a
certain environmental impact. In order to do that, it would be necessary to know
how much each variable contributes to human reaction to noise. Research in
psychoacoustics has revealed that an individual's attitudes, beliefs and values
may greatly influence the degree to which a person considers a given sound
annoying. The aggregate emotional response of an individual to noise has been
found to depend on:
A. Feelings about the Necessity or Preventability
of the Noise. If people feel that their needs and concerns are being
ignored, they are more likely to feel hostile towards the noise. This feeling of
being
Top alienated or of being ignored and abused is the root of many human annoyance
reactions. If people feel that those creating the noise care about their welfare
and are doing what they can to mitigate the noise, they are usually more
tolerant of the noise and are willing and able to accommodate higher noise
levels.
B. Judgment of the Importance and Value of the Activity which
is Producing the Noise. If the noise is produced by an activity which people
feel is vital, they are not as bothered by it as they would be if the
noise-producing activity was considered superfluous.
C. Activity at
the Time an Individual Hears a Noise. An individual's sleep,, rest and
relaxation have been found to be more easily disrupted by noise than his
communication and entertainment activities.
D. Attitudes about
Environment. The existence of undesirable features in a person's residential
environment will influence the way in which he reacts to a particular
intrusion.
E. General Sensitivity to Noise. People vary in their
ability to hear sound, their physiological predisposition to noise and their
emotional experience of annoyance to a given noise.
F. Belief about
the Effect of Noise on Health. The extent to which people believe that
exposure to aircraft noise will damage their health affects their response to
aviation noise.
G. Feeling of Fear Associated with the Noise. For
instance, the extent to which an individual fears physical harm from the source
of the noise will affect his attitude toward the noise.
A. Type of
Neighborhood. Instances of annoyance, disturbance and complaint associated
with a particular noise exposure will be greatest in rural areas, followed by
suburban and urban residential areas, and then commercial and industrial areas
in decreasing order. The type of neighborhood may actually be associated with
one's expectations regarding noise there. People expect rural neighborhoods to
be quieter than cities. Consequently, a given noise exposure may produce greater
negative reaction in a rural area.
B. Time of Day. A number of
studies has suggested that noise intrusions are considered more annoying in the
early evening and at night than during the day.
C. Season. Noise
is considered more disturbing in the summer than in the winter. This is
understandable since, during the summer, windows are likely to be open and
recreational activities take place out of doors.
Top D. Predictability of the Noise. Research has revealed that individuals
exposed to unpredictable noise have a lower noise tolerance than those exposed
to predictable noise.
E. Control over the Noise Source. A person
who has no control over the noise source will be more annoyed than one who is
able to exercise some control.
F. Length of Time an Individual Is
Exposed to a Noise. There is little evidence supporting the argument that
annoyance resulting from noise will decrease with continued exposure; rather,
under some circumstances, annoyance may increase the longer one is
exposed.
The inherent variability in the way individuals react to
noise makes it impossible to predict accurately how any one individual will
respond to a given noise. However, when one considers the community as a whole,
trends emerge which relate noise to annoyance. In this way it is possible to
correlate DNL with community annoyance. This measure will represent the average
annoyance response for the community.
In any community there will be a
given percentage of the population highly annoyed, a given percentage mildly
annoyed and others who will not be annoyed at all. The changing percentage of
population within a given response category is the best indicator of noise
annoyance impact.
Various studies have focused on the relationship
between annoyance and noise exposure, one researcher, in analyzing the results
of numerous social surveys conducted at major airports in several countries,
derived the curves shown in Figure 3.1 relating
degree of annoyance and percent of population affected with noise exposure
expressed in DNL (Ref. 1). A survey
conducted in the Netherlands investigated the relationship between the DNL and
the percentage of those questioned who suffered feelings of fear, disruption of
conversation, sleep or work activities (Ref. 2). Figure 3.2 reflects
these findings.
In 1960 the "Wilson Committee" was appointed by the
British Government to investigate the nature, sources and effects of the problem
of noise (Ref.
3). The final report, published in 1963, included results of extensive
examination of community response to aircraft operations at London Heathrow
Airport. Figure
3.3, adapted from that report, shows the relationship between DNL and the
percent of the population disturbed in various activities including sleep,
relaxation, conversation and television viewing. Disturbance response categories
for startle and house vibration are also included.
The EPA publication
"Information on Levels of Environmental Noise Requisite to Protect Health and
Welfare with an Adequate Margin of Safety" provides a relationship between the
percent of population highly annoyed and the Day-Night Sound Level (DNL) (Ref. 4). These data
are shown in Figure
3.4, along with the relationship between annoyance, complaints and community
reaction.
Top
3.5 CONCLUSION
This section has presented a
series of relationships useful in interpreting average community response to
aircraft noise. These data should provide the reader with the necessary
perspective to begin understanding the human reactions to various levels of
cumulative noise exposure (DNL).
1. Richards, E. J, and J. B. 0llerhead. Noise Burden
Factor - New Way of Rating Airport Noise. Sound and Vibration, V. 7,
No, 12, December 1973.
2. Kryter, Karl D. The
Effects of Noise on Man. New York, Academic Press, 1970.
3. Great Britain Committee on the Problem of Noise. Noise, Final
Report. Presented to Parliament by the Lord Minister for Science by Command of
Her Majesty. London, H. M. Stationery Office, July 1963.
4. U.S. Environmental Protection Agency, Office of Noise
Abatement and Control, Washington, D.C. Information on Levels of Environmental
Noise Requisite to Protect Public Health and Welfare with an Adequate Margin of
Safety. March 1974.
Top
Section 4.0 DIFFERENT SOURCES/DIFFERENT HUMAN
RESPONSE?
INTRODUCTION
This section addresses a fundamental question
raised from time to time in connection with aviation noise related law suits,
environmental impact assessments, and research studies. It has been suggested
that aircraft noise levels should be treated as more annoying to people than the
same sound levels generated by other sources. A review of the research shows
that very strong positions have been taken both supporting and opposing the
theory. The most recent papers appearing in the scientific journals concede that
a differential in response may exist but it can not be shown to be statistically
significant.
AVIATION APPLICATIONS/ISSUES
Should aircraft
noise be considered as comparable to noise from other sources in the land use
planning and environmental assessment
process?
GUIDANCE/POLICY/EXPERIENCE
In the general
application of noise exposure/land use criteria, aircraft noise should be
considered in the same manner as noise from other sources.
Top
4.1 INTRODUCTION
In assessing comparative
contributions to the overall annoyance with noise experienced by an individual,
the issue of whether or not aircraft noise should be compared with other ambient
sources continues to arise. The issue is an important one in terms of
establishing acceptable cumulative noise exposure levels for various land use
categories. This section reviews current literature on this controversial
topic.
4.2 SCHULTZ - KRYTER DEBATE
In
1978, Theodore Schultz published an article synthesizing results from many
social surveys on noise annoyance. In this article he stated that it is possible
to compare aircraft and other transportation noise equally, and to find and use
a median annoyance response curve for them (Ref. 1). In order
to compare these various results, Schultz developed some theories and formulas
with which he determined which parts of each survey would fall into the "highly
annoyed" category. He also figured the DNL indices for these surveys and plotted
them (see Figure
4.1). Figure
4.2 reproduces Schultz's "synthesis curve", the median of all the noise
surveys.
Karl Kryter, responding in 1982 to Schultz's article, proposed a
different relationship (Ref. 2).. While
Schultz only considered people who were highly annoyed, Kryter stated that all
individuals annoyed should be considered in these comparisons. He also developed
the DNL values for each study differently, so his values varied significantly
from those of Schultz. Kryter also attempted to explain the poor correlation
between noise exposure and annoyance in individuals by explaining that, while it
is assumed that noise exposure is homogeneous over a given neighborhood, an
individual's particular dose of noise may vary quite a bit.
Kryter cited
Grandjean (Ref.
3), another researcher who found that aircraft noise is significantly more
disturbing than other noise. This Swiss study stated that it took a DNL of 10 to
15 dB higher for road traffic noise to cause equal disturbance as aircraft.
Kryter then explained his concept of the "effective exposure" of noise, rather
than the exposure that may actually be measured or reported. Kryter suggests
that because aircraft noise falls over a structure, like a house, equally, as
opposed to passing through interfering structures as traffic noise would do (as
in moving from the front to the back of a house), the "effective noise exposure"
would be greater than that of traffic noise. Kryter further submits that, for a
house facing the road, residents in the back yard would experience diminished
noise from those in the front yard; however, they would all experience equal
aircraft noise. Likewise, each room in the house would experience nearly
identical exposure to aircraft noise (Kryter evidently only considered single -
level homes). Kryter found a front to back of house difference of 17 - 21 dB for
road traffic and only 0.3 dB for aircraft noise. Thus, Kryter suggests that
aircraft noise must be considered separately from other transportation
noise.
Top
Fortunately, other researchers have examined this topic; their views aid in
going past the Schultz - Kryter stalemate.
4.3
HALL'S RESEARCH AND ANALYSIS
In 1981, Fred Hall reported on data
which had been collected around the Toronto International Airport (Ref. 4). For the
first time, data had been collected on both aircraft and ground traffic noise
using comparable questions and measured in DNL, thus alleviating the need for
juggling survey results to fit DNL, as Kryter and Schultz had to do. His
conclusion was that there is indeed a difference between community responses to
aircraft noise and to road traffic noise when each is measured by DNL. Figure 4.3 relates
his findings in relation to Schultz's synthesis curve; Hall notes that the
aircraft noise curve falls out of proportion with the others.
For the same noise level, a greater percentage of
people are highly annoyed by aircraft noise. The
difference in annoyance at the two sources is not
constant but instead increases as Ldn increases. The
difference in annoyance is equivalent to about 8 dB at
Ldn of 55 dB increasing to about 15 dB at Ldn of 65 dB.
Hall puts forth some possible explanations of these variations. For example,
the sporadic time pattern of aircraft noise differs from the relatively steady
noise of road traffic. Thus, maximum levels for aircraft noise will be higher.
Hall suggests that until further work can be done, "Ldn is a reasonable
predictor of response to any particular source, but there are differences in
response to different sources at the same Ldn value." Hall concluded that the
best thing to do, then, would be to use separate functions to estimate community
response to different types of noise.
In a later article (published in
December 1984), Hall further addressed this complex issue, substantially
altering his previous conclusions (Ref. 5). He
references about a dozen papers published on this subject over the last five
years. Hall suggests that intrinsic differences may exist but can not be
substantiated as statistically significant. His summary statements are excerpted
below:
The overwhelming conclusion from the recent literature is that different studies have led to different dose-response functions. This has happened for different sources, for different types of one source, and even for different studies at the same location (e.g., Heathrow). There is some consistency of evidence that the annoyance response function for rail noise is lower than for road or aircraft noise. (Rohrmann reaches the same conclusion in his review of relevant literature.) There is also some indication, but with fewer studies pertaining to it, that the aircraft annoyance function is higher than that for road traffic. However, the evidence is not strong enough to totally reject the hypothesis that all of this is just random variation about the "average" response.
Top Lastly, an "average" dose-response function appears to be useful in two
contexts, both defined by limited information. The first is the general
situation we are now in, in which it appears that different dose-response
functions are warranted, but we cannot specify precisely the conditions calling
for each. Although we suspect the variance in results is not simply random, it
almost behaves as if it were, in which case the "average" function represents
our best current estimate. The second situation will arise in the future, when
we may be able to specify clearly the conditions calling for separate
dose-response functions. Even then, there will undoubtedly be conditions which
we cannot categorize, in which case again the "average" response function would
be. the best one to use.
For matters of policy, there does not exist at this
time enough evidence to support the requirement of a differential for comparing
aircraft noise with noise from other sources. All transportation and other
ambient noise sources therefore can be treated as comparable when considering
aviation noise impact.
1. Schultz, Theodore. Synthesis of Social Surveys on Noise
Annoyance. J. Acoust. Soc. Am. 64, 1978.
2.
Kryter, Karl D. Community Annoyance from Aircraft and Ground Vehicle Noise.
J. Acoust. Soc. Am. 72 (4), October 1982.
3.
Grandjean, P. Graf, A. Lauber, H.P. Meier, and R. Huller. Survey on the Effects
of Aircraft Noise in Switzerland. Inter-Noise 76, Washington, D.C., April
1976.
4. Hall, Fred L., Susan E. Bernie, Martin
Taylor, and John E. Palmer. Direct Comparison of Community Response to Road
Traffic Noise and to Aircraft Noise. J. Acoust, Soc. Am. 70 (6), December
1981.
5. Hall, Fred L. Community Response to Noise: Is
All Noise the Same? J. Acoust. Soc. Am. 76 (4), October 1984.
Top
Section 5.0 HEARING and HEARING LOSS
INTRODUCTION
This section describes the human hearing mechanism
and the processes of temporary and permanent hearing loss. The results of
research are presented and the potential for hearing loss in aviation noise
environments evaluated. OSHA hearing protection criteria are also
addressed.
AVIATION APPLICATIONS/ISSUES
1. Permanent or
temporary hearing loss.
a. cockpit crew
b. flight attendants
c.
passengers
d. persons in communities exposed to
aircraft
overflight
2. Temporary hearing loss for the same categories
of individuals listed above.
GUIDANCE/POLICY/EXPERIENCE
1.
FAA-sponsored research results show that permanent hearing loss is not a
likelihood for a) cockpit crew, b) flight attendants, c) passengers, d) people
exposed to overflights.
2. Temporary hearing loss (up to several hours
recovery time) may occur in commercial aviation noise environments. These
temporary sensitivity shifts are not unusual in the industrial setting and do
not exceed OSHA criteria.
3. Persons on the ground exposed to aircraft
overflights would typically not experience any temporary hearing loss due to the
relatively short duration of the noise exposure.
4. A greater degree of
temporary and possible permanent hearing loss can result in the case of long
exposure times in certain small propeller driven aircraft.
Top
5.1 INTRODUCTION
It is well established
that continuous exposure to high levels of noise will damage human hearing. This
section begins with a description of the hearing mechanism, followed by
discussion of the effects of noise on hearing, along with criteria for hearing
protection established by the military, the FAA and OSHA. Finally, methods for
protection of hearing are discussed.
5.2 THE
HEARING MECHANISM
The ear is an external sense organ designed to
receive and respond to air-borne acoustic vibratory energy. Figure 5.1 provides
a schematic cross section showing the outer, middle and inner ears. The external
ear, made up of the auricle (the outer portion of the ear) and the ear canal,
transmits sounds to the eardrum. The eardrum, which is a very thin membrane that
moves very slightly in response to sound pressure levels, separates the ear
canal from the middle ear.
The middle ear is an air-filled cavity that
lies between the outer and the inner ear (see Figure 5.2). It
acts as a mechanical amplifier of the air pressure vibrations from the eardrum
and through a series of bones called the ossicles. Air pressure vibrations
displace the eardrum, which then displaces the ossicles, a link of three small
bones which reach across the middle ear cavity to the delicate, fluid-filled
membranes of the inner ear. The ossicles, made up of the malleus, the incus and
the stapes, rest against the opening to the inner ear, the oval window; when the
ossicles are displaced, the stapes pushes through the oval window, displacing
the fluid in the inner ear.
The middle ear allows pressure variations in
air to be transmitted into pressure variations in fluid with very little loss of
energy. This is due in part to the relative size difference between the eardrum
and the oval window (the eardrum has an area 20 times that of the oval window).
Thus, the force exerted on the inner ear fluid by the stapes is about the same
as the force exerted on the eardrum by the sound wave in the air, but the
resulting pressure is much greater -- as much as a ratio of 22 to 1.
The
inner ear contains the final section of the organ of hearing, the cochlea, which
rests, coiled like a snail, against the oval window. As the stapes forces the
oval window in and out, the fluid of the cochlea is also moved. About thirty
thousand hair cells (called cilia) located in the cochlea react to the fluid
motions, translating them to nerve impulses (and converting them from mechanical
to electrical energy), then transmitting the impulses to the brain for
interpretation.
Acoustical energy may also be conducted to the inner ear
through vibration of bone. An example is the sound of one's own voice.
Bone-conducted vibrations set up similar patterns of vibration of the cochlear
partition as does air-conducted sound.
Top
5.3 AUDITORY RANGE
The ear is capable of
hearing a frequency range of about nine octaves and a dynamic range of more
than120 dB. The least pressure needed to make a tone audible (the "threshold
pressure") depends on the frequency of the tone. The lower frequency limit of
hearing is a vague boundary because hearing merges into the sensation of
vibration; the upper intensity limit of hearing is sometimes taken as the
threshold of discomfort, which is a sound pressure level of about 120 dB
(independent of frequency). At 120 dB, there may be a sensation of tickling in
the middle ear. However, the threshold of pain appears to be 140 dB, with sound
continuing to sound louder, with increasing pressure, until auditory fatigue or
acoustical injury is reached.
5.4 EFFECTS OF NOISE
ON HEARING
The sensitivity of the ear is not constant with frequency.
Both the threshold at which a tone can be heard and how loud it sounds may vary
considerably as a result of previous exposure to sounds of the same or of
different frequencies. Even sounds below 90 - 100 dB may bring about short-term
changes in hearing; these changes, however, are simply adjustments of the
balance within the ear, much like the process of light or dark adaptation in the
eye.
Other sounds may produce longer-lasting changes in the threshold of
hearing; the chances of these changes occurring increase with continuing
exposure to loud noise. The three principle effects are:
1. temporary
reduction in hearing acuity, which is referred to as temporary threshold shift
(TTS)
2.
permanent hearing loss referred to as a "Noise Induced Permanent Threshold
Shift" or NIPTS
3.
ringing in the ears, or tinnitus
5.4.1 TTS.
A temporary threshold shift is a common effect of noise on hearing in noisy
industrial and entertainment situations. When an individual is tested for
hearing acuity, an audiometer is used to establish the lowest levels of sound
that person can perceive at different frequency bands. After exposure to high
noise levels for a short time, or moderate noise levels over a long time, the
minimum level that the person can perceive may shift to a higher level.
Temporary shifts of 20 to 30 dB are usual in healthy ears in noisy situations
with a typical eight-hour exposure. This shift is only temporary, however; a
100% recovery of the pre-noise exposure hearing acuity usually occurs within
several hours. TTS is also known as "auditory fatigue."
5.4.2 NIPTS. NIPTS, or noise induced permanent
threshold shift, is just that -- the minimum level at which a person can
perceive sound permanently shifts to a higher level. In layman's terms, a person
incurs a permanent hearing loss of some degree. It is hypothesized that years of
incurring a daily TTS may eventually lead to an NIPTS of similar magnitude.
Top
5.5 DAMAGE RISK CRITERIA
In order to
determine at what levels and under what conditions an NIPTS may occur, damage
risk criteria (DRC), or noise limits which should not be exceeded for specified
time periods, were developed. DRC are generally set out in a table or curve such
as that shown in Figure 5.3
specifying the allowable relationship between noise level and time of exposure.
The guiding hypothesis in most of the criteria is the maintenance of "equal
energy" in acoustical dose, which is defined by the level and duration of the
noise exposure. In each case, there is a level of risk (of incurring an NIPTS)
associated with the specified criteria. It is also worth pointing out that
damage risk criteria exist for several different classes of hearing protection:
(1) no protection, (2) protected by ear plugs, and (3) protected by ear plugs
and headphones. One also encounters damage risk criteria established for
specific classes of "unusual" noises, such as impulsive noise (gun shots, punch
presses), very loud sounds, and sounds dominated by narrow bands of acoustical
energy (tones).
The basic damage risk criteria in use today were set
forth by the committee on Hearing Bioacoustics and Biomechanics (CHABA) in 1965,
after comparison of studies related to the effects of noise on hearing. The
committee concluded that a sound environment would be acceptable if people,
after ten years of almost daily exposure to the environment, had permanent
hearing loss of no more than 10 dB at 1000 Hz or below, 15 dB at 2000 Hz or 20
dB at 3000 Hz or above (Ref. 2). Thus, 502
of the people would have losses greater than these amounts, and 50% of the
people would have less. The development of this criterion was based on three
points:
1. Temporary Threshold Shift is a constant measure of the effects
of a single day's exposure to noise.
2. All exposures that produce a
given TTS2 (TTS measured two minutes after cessation of noise
exposure) will be equally hazardous.
3. TTS2 is approximately
equal to the noise induced permanent threshold shift (NIPTS) after ten
years.
Final limits for both broad-band noise are given as damage risk
contours in Figure
5.3. These contours provide the maximum octave or one-third octave band
levels for specified daily amounts of time, or conversely, the maximum amount of
time an individual may be exposed at a specified sound level. Octave or
one-third octave band data may be plotted on this figure to determine which
particular one-third octave band controls or limits the noise exposure for a
specific environment. Similar damage risk criteria for pure tones show the ear
to be slightly more susceptible to damage from pure tones.
5.6 REVIEW OF STUDIES
A number of studies have
been sponsored by the FAA to determine the effect of aircraft noise on hearing;
the studies tend to focus either on
the effects of noise on the crew and passengers inside an aircraft or on the
effects of noise on individuals regularly exposed to aviation noise, such as
people who reside around airports.
5.6.1
Interior Aircraft Noise. The FAA, in 1981, sponsored research to
investigate the potential impact of interior aircraft noise on the crew and
passengers of an aircraft (Ref. 2). The
researchers concluded that the damage risk criteria of CHABA, discussed in the
above paragraphs, is adequate for evaluation of potential hearing damage in both
commercial and business jet-powered aircraft. Interior noise levels in both
types of aircraft were tested, and none of the average levels in commercial or
business jets exceeded the CHABA recommended levels. The study reports that less
than 0.l% of the commercial and less than l% of business jets are expected to
exceed damage risk contours. Given these small percentages, the researchers drew
the following conclusions:
For the crew of an aircraft, long
exposures to noise of as many as sixteen hours flight time should not present
any problems as long as the average daily exposure is four hours. (Four hours is
currently the maximum average daily amount flown in commercial jet
aircraft.)
Top
For the passengers of an aircraft, the report concluded that "A
passenger would need to fly at least 400,000 miles per year over 10 years to
attain exposures equivalent to the exposure of airline crews." Since the crews
are at so little risk themselves, an aircraft passenger is at virtually no risk
of hearing damage from interior noise.
5.6.2
Community Hearing Loss. There are three studies known to have
specifically addressed the question of community hearing loss around airports.
The first, a 1972 study funded by FAA, compared the hearing acuity of two groups
of residents, one group near Los Angeles International Airport and the second
group from a relatively quiet area away from the airport. There was no
significant difference in the hearing acuity of the two groups of people, and
there was no correlation between hearing acuity and length of residency near the
airport (Ref.
3).
The second, 1974 laboratory study conducted near Los Angeles
International Airport, exposed two small groups of young men to recorded
aircraft flyover noise consisting of forty events per hour, each event with a
maximum level of 111 A-weighted decibels, over six hour periods (Ref. 4). The
recorded flyovers were repeated every three minutes for one group, and every 90
seconds for the second group. The measured temporary threshold shifts for these
subjects were negligible. Since temporary threshold shift is considered to
represent a precursor to permanent hearing loss, the finding of no temporary
threshold shift in this study is interpreted to indicate that there is no danger
of permanent hearing loss from high levels of aircraft noise.
The third
study repeated the above experiment in a Japanese laboratory, with the same
conclusions found (Ref. 5).
5.7 CURRENT STANDARDS ON HEARING PROTECTION
The
Occupational Safety and Health Administration (OSHA), the EPA and the U.S. Air
Force have issued various statutes and regulations for hearing protection. In
1971, OSHA issued regulations for the protection of the hearing of industrial
workers. (Ref.
7) These standards prescribe permissible noise exposure limits for an eight
hour work day, which is a continuous A-weighted sound level (AL) of 90 dB. The
OSHA standards also incorporate the time-level tradeoff approach(5 dB increase
in level per halving of time) as seen in Table 5.1. A
maximum level of 140 dB is also specified for any impact or impulsive noise
exposure. The EPA has recommended an average equivalent noise level of 70
A-weighted decibels for continuous 24-hour exposure as the maximum exposure
level required to protect hearing with an adequate margin of safety (Ref. 7). The EPA
criterion is extremely conservative, however, and is based on the probability of
negligible hearing loss (less than five decibels in 100% of the exposed
population) at the human ear's most damage-sensitive frequency (4,000 Hz) after
a 40-year exposure.
The U.S. Air Force has conducted its own research
into this area. Table 5.2 shows
1982 Air Force regulations on noise levels that are acceptable without hearing
protection when the noise exposure occurs only once a day, for a given time of
exposure (Ref.
8).
Top
5.8 PROTECTION OF HEARING
Since work must
often be carried out in high noise level environments, much attention has been
given to methods of hearing protection. Earplugs, when they are the correct size
and are inserted to form a good acoustical seal, provide good attenuation below
500 Hz. They are also comfortable to wear. Figure 5.4 shows
the attenuation rate of typical earplugs. Earmuffs, whether liquid or foam
filled, provide attenuation as great as that of earplugs, but they are not
comfortable to wear for very long. The solution that provides the most
protection is a combination of earplugs and earmuffs. Although the total
attenuation provided by the two is not as great as the sum of the attenuation
provided by the devices individually, Figure 5.5 clearly
illustrates that the two working in tandem provide greater attenuation -- and
thus protection -- for the listener (Ref. 9).
Top
5.9 CONCLUSION
Research continues in
the area of hearing-damage as a result of aircraft noise, but the conclusions
from the studies discussed above may be summarized as follows:
1. The
flight crew of an aircraft will incur virtually no hearing damage, if the crew
follows the proper procedures of wearing earplugs and earmuffs and of regulating
flight time.
2. The passengers in an aircraft would have to fly an
extraordinary number of miles over a long period of time before they would be in
danger of any hearing loss.
3. The people in a community surrounding an
airport are in no danger (under normal circumstances) of hearing damage due to
aircraft noise.
1. Michael, P.L., 14.T. Anchor, G.R. Bienvenue et al.
Community Noise Fundamentals: A Training Manual and Study Guide.
Pennsylvania State University College of Education, June 1980.
2. Pearson, Karl S, and John F, l4ilby. "Possibility of
Hearing Loss from Exposure to Interior Aircraft Noise." Ref. No.
FAA-AEE-81-15, November 1981.
3. Parnell, Nagel, &
Cohen, "Evaluation of Hearing Levels of Residents Living Near a Major
Airport," Report FAA-RD-72-72, June 1972.
4. Ward,
Cushing & Burns, "TTS From Neighborhood Aircraft Noise," Journal
of Acoustical Society of America, Vol. 60, No. 1, July 1976.
5. Kabuto & Suzuki, "Temporary Threshold Shift from
Transportation Noise," Journal of Acoustical Society of America, Vol.
66, No. 1, July 1979.
6. Occupational Safety and
Health Administration, Code of Federal Regulations, Title 29, Chapter 27, Part
1910.
7. U.S. Environmental Protection Agency,
"Information on Levels of Environmental Noise Requisite to Protect Public
Health and Welfare with an Adequate Margin of Safety," EPA 550/9-74-004,
March 1974.
8. U.S. Air Force Regulation 161-35, April
1982.
9. U.S. Air Force. Design Note 3F1, January
1974.
Top
Section 6.0 SPEECH INTERFERENCE
INTRODUCTION
Speech interference is a principal factor in human
annoyance response. It can also be a critical factor in situations requiring a
high degree of intelligibility essential to safety. This section contains a
summary of research results useful in estimating the degree of speech
intelligibility as a function of distance in various ambient noise environments.
Criteria are also presented defining levels of intelligibility deemed acceptable
(through experience) in various work situations.
AVIATION
APPLICATIONS/ISSUES
1. Annoyance to aircraft noise
2.
Interference with cockpit
communication
GUIDANCE/POLICY/EXPERIENCE
1. Speech
intelligibility is adequately assessed using single event noise measures such as
ALm, SIL or PSIL.
2. Activities where speech intelligibility is critical
include class room instruction, outdoor concerts and other leisure listening
endeavors.
3. Advisory information for speech intelligibility in aircraft
cockpit environment has been developed by the FAA.
4. Surveys of
annoyance to aircraft noise reflect to a large extent reactions to activity
interference very often associated with speech interference.
Top
6.1 INTRODUCTION
A major annoyance
associated with aircraft noise is interference with verbal communication. This
section discusses the various measures of speech intelligibility that have been
developed, explains how to assess speech intelligibility and outlines the
implications of speech interference for individuals on the ground and in the
cockpit of an aircraft.
6.2 MEASURES OF SPEECH
INTELLIGIBILITY
A number of noise metrics have evolved for assessing
the influence of noise on speech.
1. The Preferred Speech Interference
Level (PSIL) is defined as the arithmetic average of the sound pressure
levels in the 500 Hz, 1000 Hz and 2000 Hz octave bands.
2. The Speech
Interference Level (SIL) is defined as the arithmetic average of the sound
pressure levels at the 500, 1000, 2000 and 4000 Hz octave bands.
3.
The Articulation Index (AI) is a value, between zero and 1.0, which
describes the masking of speech by background noise; this value is found by
evaluating the signal to noise ratio in specific frequency bands. There are
different methods specified for different bandwidths, depending on the
resolution required. For example, a masking noise with a continuous spectrum can
be evaluated with fewer points than a spectrum punctuated by sharp spikes and
deep valleys. The AI can be adjusted upward through the use of visual cues.
Figure 6.1 reflects the relation between the calculated AI and the effective AI
for communications where the listener can see the lips and face of the talker.
The AI is the most sophisticated and most accurate technique developed to assess
speech
Top
intelligibility. To be used accurately, however, it requires an extensive
knowledge of both the expected speech levels and of background levels. Other,
simpler methods (PSIL, SIL and AL) are somewhat less accurate but are adequate
for evaluating continuous spectrum masking sounds like those found in aircraft
cockpits.
4. Noise Criterion Curves utilize the ambient noise
spectrum plotted on a noise criteria curves graph, such as the one shown in
Figure 6.2. The plotted spectrum (the circled crosses) in that figure represents
typical ambient noise in an office. The graph shows the Noise Curve (NC) rating
of the office to be 38, the highest Noise Curve value attained. A table is then
consulted to evaluate the degree of speech intelligibility for that environment
(see Table 6.2, discussed below).
5. A-Weighted Sound Level (AL), defined in Section 2.0, is found to correlate well with SIL and PSIL formostsounds associated with aviation.
6.3 ASSESSING SPEECH INTELLIGIBILITY
There are many ways to assess speech intelligibility using the methods discussed above. Various tables exist throughout speech interference
Top literature which relate AI levels, SIL and PSIL to levels of speech
intelligibility.
Table 6.1 is one example of such a table; it relates speech interference
levels to levels of effective communication. Figure 6.3 provides the permissible
distance between a speaker and listeners for specified voice levels and ambient
noise levels, using AL (referred to in the table as dBA).
6.4 SPEECH INTERFERENCE ON THE
GROUND
Top
Top
Top
INTRODUCTION
Top
7.3.1 Arousal from Sleep. The study revealed
that, while research has yielded widely varying conclusions as to what the
threshold of arousal from sleep is, the level of a noise which can interfere
with falling or waking from sleep ranges from 35 to 70 dB. The varied results of
researchers arise because several factors affect how easily a person will be
awakened from sleep. As mentioned above, a person's age is a prominent factor
affecting arousal. Children sleep the heaviest, the elderly the lightest, sleep.
Thus, older people have a much lower , arousal threshold than do younger
people.
Top
Top
Top
Top
INTRODUCTION
Top
Top
Top
Top
INTRODUCTION
Top
Top A 1963 study found that pigs exposed to recorded jet and propeller aircraft
sounds of 120 to 135 dB daily from 6 a.m. to 6 p.m. from weaning time or before,
until slaughter at 200 pounds body weight, showed no differences in feeding or
weight gain from pigs unexposed to the sounds (Ref.
5).
Top
1. Edwards, Richard G., Alvin B. Broderson, Roger W.
Barbour et al. Assessment of the Environmental Compatibility of Differing
Helicopter Noise Certification Standards. U.S. Department of Transportation,
FAA, June 1979.
Top
INTRODUCTION
Top
Top
Top worst case example, the Concorde supersonic transport creates sound pressure
levels at low frequencies (below 30 Hz) which are well below EPA sensation and
damage risk levels. All other commercial transport levels fall below those of
the Concorde, indicating no potential health effects associated with low
frequency noise from in-service commercial aircraft. 10.6 SONIC BOOM
A great deal of research was conducted in the1950's and 1960's by the U.S.
Air Force and prospective manufacturers of the an American SST. (The U.S. SST
program was eventually cancelled). The relationships
Top
One of the most famous studies on the sonic boom was conducted in 1964 over
Oklahoma City (Ref.
8). Eight sonic booms a day at a median peak overpressure level of 1.2 psf
(57.46 pascals) were experienced by this community over a six-month period. Figure 10.4,
below, reveals the percentage of responding residents who reported adverse
reactions to the sonic booms. Based on this and many other studies, the U.S. EPA
has stated that "the peak overpressure of a sonic boom that occurs during the
day should be no more than 35.91 pascals (0.75 psf) if the population is not to
be annoyed or the general health and welfare adversely affected " (Ref. 9).
10.7 CONCLUSION
Top
Top
INTRODUCTION
Top
Top
1. Wright, S.E, and A. Damongeot. Psychoacoustic
Studies of Impulsive Noise. Paper #55, Third European Rotorcraft Powered
Lift Aircraft Forum, Aeronautical and Astronautical Association of France,
September 1971.
Top
INTRODUCTION
Top
Top
Accepted by all levels of Energy summation method Hides some value judgments Ignores time of week and Not known if the 10dB Not known if the time Various recommendations were offered by conference participants concerning
DNL. The representatives of several governmental agencies spoke in favor of
maintaining agreement between Federal agencies as to what metric to use; they
also stated a desire to have that metric be one that is applicable to all kinds
of noise, (i.e. traffic, background, aircraft) which DNL is. Other
recommendations from conference discussion groups and individuals included the
following:
Top
Top
1. Workshop Proceedings, NASA Langley Research Center.
Time of Day Corrections to Aircraft Noise Metrics. Rep. No. FAA-EE-80-3,
March 1980.
Top
INTRODUCTION
Top
Top
Top
Top
INTRODUCTION
Top
Top
Another helpful
interpretive scheme has been developed by the U.S. Army, which has determined
through research and experience the levels of speech or sentence intelligibility
appropriate for various workspaces. Table 6.2 depicts
the relationship between NC values and speech quality.
Speech interference associated with aircraft noise is a
primary source of annoyance to individuals on the ground. The disruption of
leisure activities such as listening to the radio, television, music and
conversation gives rise to frustration and irritation. Quality speech
communication is obviously also important in the classroom, office and
industrial settings. In one 1963 study, sponsored by the British government,
researchers found that aircraft noise of 75 dB annoyed the
highest percentage of the population when it interfered with the television
sound (Ref. 3).
Eighty percent of the test population reported being annoyed. Also high on the
list of annoyances for the surveyed population was flickering of the television
picture and interference with casual conversation by aircraft
noise.
6.5 SPEECH INTERFERENCE IN THE
COCKPIT
The concern of cockpit speech intelligibility has been
addressed in recent years because of the potential safety hazard. In 1981 the
problem came to the forefront with the crash of a turboprop aircraft near
Spokane, Washington. The captain of the craft had complained earlier that "he
believed the cockpit noise levels precluded normal speech," and he concluded
that "the cockpit noise levels could have interfered with verbal communication"
(Ref. 4). The
National Transportation Safety Board (NTSB) concluded that during approach and
flight operations, the noise in the cockpit prevented effective verbal
communication (when headphones were not used). Consequently, the NTSB
recommended that the FAA consider publication of advisory information concerning
speech intelligibility in aircraft with particularly high cockpit sound levels.
The FAA responded to the NTSB'S recommendation for action with an advisory
circular which remains in draft form at the present time. Pertinent sections are
reproduced below (Ref. 5):
1.
Above a cockpit noise level of 88 dB(A), (PSIL = 78) efforts made to aid
communications by use of one or more of the methods discussed in the Advisory
Circular will significantly improve communication between crew members. (The
Circular discussed the use of well-fitted hearing protectors, noise-cancelling
microphones, and miniature headsets with circumaural muffs as possible methods
of increasing speech intelligibility.)
2. An Articulation Index of 0.3
was defined as equivalent to a PSIL 78 or 88 dB(A).
3. An Articulation
Index of 0.3 was, identified as adequate for acceptable communication. When
coupled with visual cues, this AI value relates to an intelligibility level of
97% in the known sentence test.
2. U.S. Air Force. Design
Note 3F1. January 1974.
3. Great Britain Committee
on the Problem of Noise. Noise, Final Report. Presented to Parliament by
the Lord Minister for Science by Command of Her majesty. London, H. M.
Stationery Office, July 1963.
4. Industrial Audiology.
Cockpit Communication Interference. FAA Order Number DTAFAO1-82-81561;
July 1982.
5. FAA Advisory Circular Draft on Cockpit
Speech Interference.
Section 7.0 SLEEP INTERFERENCE
This section describes the sleep process and
reviews research relating the percentage of an exposed population experiencing
awakening to noise level. Design criteria are also identified for avoiding
unacceptable rates of awakening.
AVIATION
APPLICATIONS/ISSUES
Sleep interference associated with aircraft
noise.
GUIDANCE/POLICY/EXPERIENCE
Sleep interference is one
of the factors contributing to aircraft noise annoyance. Airport nighttime
restrictions have been employed to minimize this annoyance. In the case of
nighttime operations an exterior maximum sound level (ALm) of 72 dB is
identified as an acceptable sleep interference threshold for windows closed
condition. This corresponds to an interior ALm of about 55 dB.
7.1 INTRODUCTION
Sleep can be divided into
two stages: REM (rapid eye movement) and NREM (non-REM). NREM, the heavier
sleep, is further divided into four substages, the fourth of which is the
deepest sleep. The two stages (REM and NREM) appear throughout the night in
cycles, with REM sleep recurring in all ages at approximately 90 minute
intervals. The amount of time spent in stage 4 sleep, however, decreases
progressively with age. The elderly also have more occurrences of waking after
falling asleep than do younger people. Figure 7.1 is a
graph of these cycles (Ref.
1).
Sleep has been identified as having a number of beneficial
effects which any sleep interference can inhibit. These include the restorative
processes of body organs, the recovery of the brain from "fatigue", the
consolidation into memory of information gained during wakefulness, and, in
children, the release of growth hormones. Interestingly, sleep deprivation does
not appear to affect mental and psychomotor performance adversely. However, it
is a generally accepted conclusion that sleep is necessary for a healthy life,
so the question of to what extent noise can interfere with an individual's sleep
naturally arises.
7.2 SLEEP DISTURBANCE
RESPONSE
In most sleep research experiments, arousal is said to have
occurred when (1) within one minute of a noise stimulus, the subject's EEG
pattern changes to one of wakefulness, or (2) the subject gives some sort of
motor signal indicating he or she is awake. If the subject's EEG changes within
one minute of a noise stimulus but the change is normal for that sleep stage, an
0-reaction (meaning a reaction less than a change of one sleep stage) is said to
have taken place. Research has shown that fewer awakening reactions were found
in deep sleep than in light sleep, and that REM sleep provided more 0-reactions
than NREM sleep. Only relatively high exposure to aircraft noise could cause
arousal from substages 3 and 4 of NREM sleep.
Figure 7.2 illustrates the
number of awakenings and 0-reactions which take place at different noise levels
(Ref. 2). The
figure represents a collation of ten publications involving 94 subjects and 742
nights of testing. The relationship illustrated in the figure provides the basis
for currently accepted policy that interior noise levels of up to 55 dBA are
acceptable.
7.3 RECENT LITERATURE
REVIEW
In 1983, the FAA requested NASA Langley Research Center to
review the literature and "state of the art" in sleep interference research.
This study was part of a larger reevaluation of weightings proposed for
nighttime noise events. The pertinent findings of this study are outlined below
(Ref. 3).
As one might expect, there is also a rise in the threshold of
arousal as sleep stages deepen. The average difference in the arousal threshold
from being awake to stage 4 NREH sleep is about 17.5 dB. Lastly, because of the
cyclical nature of the two sleep stages (REM and NREM), an individual's
susceptibility to arousal varies throughout the night. However, in a normal
8-hour sleep night, more time is spent in lighter stages of sleep in the last
half than in the first half. This implies that airport use restrictions limiting
early morning flight from 3 a.m. to 7 a.m. are particularly important. Although
people are also susceptible to arousal at the beginning of a sleep period when
they are just trying to fall asleep, in general arousal is more likely during
the late hours of sleep.
7.3.2 Measuring Sleep
Interference. Some studies have shown generally that the single event energy
dose of a noise event (EPNL or SEL), and not the maximum level (in PNL or AL) is
a better predictor of sleep interference (Refs. 4, 5). These
findings have been contradicted in a report by 0hrstrom and Rylander, who assert
that peak levels should be used to determine tolerable night levels of noise (Ref. 6).
Researchers continue to debate this question.
7.3.3 Adaptation. Studies conducted to
determine adaptation to the sleep arousal noise threshold over a number of
successive nights revealed only slight adaptation. Researchers speculate that
perhaps even this small degree of adaptation involved subjects' acclimatization
to the laboratory setting and instruments rather than to the
noise.
Another researcher found that subjects exposed to noise either 0,
6 or 24 times in one night demonstrated habituation during the night: The
subjects showed less arousal response on the nights when 24 stimuli were
presented than during 6-stimuli nights (Ref. 7). However,
subjects' morning performance was better following a 6-stimuli night than a
24-stimuli night despite increased average arousal. The value of habituation to
more frequent sleep disturbances in a given night is thus
questionable.
In an interesting but unusual study of infants near Osaka
airport (in Japan), it was determined that babies who were born of mothers
exposed intense aircraft noise before conception and/or during the first five
months of pregnancy had habituated themselves to aircraft noise below
approximately 90 dBA, although still reacting to music (the control sound) below
that level (Ref.
8). Babies having less or no "exposure" before birth to aircraft noise
reacted both to aircraft noise and to music below 90 dBA. While this particular
report suggested that the babies habituated during the first five months of
prenatal growth to a greater extent than the babies with less or no prenatal
exposure to aircraft noise, other researchers consider this conclusion "highly
speculative."
It is generally accepted that people adapt psychologically
to new environmental noises. This adaptation involves learning how often and
when environmental noises are likely to occur, and how to adjust behavior
patterns to prevent sleep arousal or other effects of noise. Research suggests
that adaptation to noise is a constant. In one study, for example, cessation of
aircraft landing operations between 11 PM and 6 AM at Los Angeles International
Airport had no appreciable effect on subjects' reports of sleep interference (Ref. 9).
7.4 1977 LITERATURE REVIEW
An earlier review of
sleep interference was also carried out under FAA support in 1977 as part of a
congressional mandate to assess the feasibility of soundproofing schools and
hospitals in the vicinity of airports (Ref. 10). Key
observations and conclusions from that study are provided below.
Although
the effects of noise on sleep are not completely understood, the noise
environment of a hospital area must be considered, because sleep is crucial to
patient recovery. A level of 40 dBA is a conservative estimate of the threshold
level of noise for sleep disturbance of patients in hospitals and public health
facilities. Noise exposure below this level is not expected to interfere with
sleep.
Other studies have also attempted to set noise levels for sleep disturbance
and have basically supported this limit. The U.S. EPA set 35 dB as the
A-weighted disturbance level for a steady noise; it also concluded that single
event maximum levels (ALm) of 40 dB result in a 5% probability of awakening. Figure 7.3 is a
composite of laboratory data for sleep interference versus maximum A-weighted
noise levels.
The recommended interior noise levels for hospitals and
sleeping environments was identified in the 1977 report as being between 34 and
47 dNA. A study conducted in patient rooms of eight hospitals revealed a
background noise level ranging from 35 to 60 dBA, and an average 24-hour level
of between 40 and 45 dBA. Aircraft noise effects in a hospital depend, of
course, on how high the background level is without aircraft noise, and the
intensity, duration, and frequency of noise disturbance from aircraft.
7.5 SUMMARY
In summary, the following conclusions
can be drawn from the research studies reviewed:
1. The threshold level
of a noise which will cause arousal from sleep depends on sleep stage and the
age of the subject, among other things. Noise levels which can cause sleep
disturbance cover a range of 35 to 70
dB (ALm).
2. Little or no
physiological adaptation to sleep interference from noise occurs, although
adaptation to new sleep environments does occur.
3. Psychological
annoyance from the effects of sleep interference from aircraft noise is probably
more significant than the direct physiological consequences.
4. The
recommended interior noise levels for hospitals is between 34 and 47 dB; for
other sleeping environments, the maximum acceptable intrusive level is 55 dB.
2. Griefahn, Barbara. Research on Noise-Disturbed Sleep Since
1973. In Proceedings of the Third International Congress on Noise as a
Public Health Problem. ASHA Report No. 10, April 1980.
3. Kryter, Karl. D., Analysis of Laboratory and Field Data on
Awakening from Noise.
4.Lukas, J., Measures of
Noise Level: Their Relative Accuracy in Predicting Objective and Subjective
Responses to Noise During Sleep. EPA-600/1-7-010, U.S. Environ. Protect.,
Agency. Feb. 1977.
5. Horonjeff, R., R. Bennett, and
S. ________, Sleep Interference BBN Rpt. 3710 Dec. 1978, Electric Bower
Research Institute, Inc., Palo Alto, CA 94302.
6.
0hrstrom, E., and R. Rylander, Sleep Disturbance Effects of Traffic Noise - A
Laboratory Study on After Effects, J. Sound and Vib. Vol. 84, 1982,
pp. 87-103.
7. LeVere, T. G. Morlock and F. Hart,
Waking performance decrements following minimal sleep description: The
effects of habituation during sleep, Physiological Psychology, Vol.
3, 1975, pp. 147-174.
8. Ando, Y. and H. Hatton,
Effects of Noise on Sleep of Babies, J. Acoust. Soc. Am. Vol. 62,
1977, pp. 199-204.
9. Reported in Kryter, K. D.,
Community Annoyance from Aircraft and Ground Vehicle Noise, J. Acoust.
Soc. Am. Vol. 72, 1982, pp. 1222-1242.
10. Wyle
Labs, Res. Staff. Study of Soundproofing Public Buildings Near Airports.
Ref. No. DOT-FAA-AEQ-77-9, April 1977.
Section 8.0 NON-AUDITORY EFFECTS
This section summarizes a series of contemporary research
studies which hypothesize correlation between noise exposure in general (in many
cases aircraft noise exposure) and various human physiological or behavioral
effects. While some studies show a significant correlation, other studies show
none. Although research continues, there does not exist a succession of studies
which corroborate the "cause and effect" theory. While the reader should be
aware of research in this area, the topics reviewed in this section are
considered to be beyond the realm of normally accepted and recognized aircraft
noise effects.
AVIATION APPLICATION/ISSUES
1.
Cardiovascular effects
2. Achievement scores
3. Birth
weight
4. Mortality rates
5. Psychiatric
admissions
GUIDANCE/POLICY/EXPERIENCE
1. As cited above the
relationship between these suggested "effects" and aircraft noise has not been
repeatedly and consistently demonstrated. On the contrary, many studies directly
contradict those which show an effect.
8.1 INTRODUCTION
Frequently, statements
and claims are made that aviation noise damages the health of airport neighbors.
The fact that aircraft noise above a certain level annoys those neighbors is
generally accepted, but whether or not that noise causes any physical or mental
damage is far less established. This section briefly reviews the pertinent
reports and journal articles dealing with the non-auditory effects of aviation
on people.
8.2 INTERPRETATION OF
RULINGS
Section 611 of the Federal Aviation Act, as amended, requires
the Administrator of the FAA to prescribe and amend standards and regulations
"In order to afford present and future relief and protection to the public
health and welfare from aircraft noise..." There is no clear definition of
"public health and welfare" as used in this mandate. The U.S. EPA has
interpreted the phrase as "complete physical, mental and social well-being and
not merely the absence of disease and infirmity." (Ref. 1) More often,
"public health" is interpreted to cover physical or mental damage to individuals
and the public, as, for example, the loss of hearing acuity as a result of
exposure to high levels of noise. Correspondingly, "public welfare" is
interpreted to cover mental or emotional reaction to noise, often characterized
as annoyance or interference with a normal activity (speech, sleep or
solitude).
FAA's statutory mandate requires relief and protection from
both levels of impact, so that a clear distinction between the two effects is
largely academic. In many legal actions, however, a distinction may be sought in
order to place more emphasis and importance on "health" impacts than on possibly
less permanent "welfare" effects. Indeed, a 1982 decision by the U.S. Court of
Appeals held that the effects on people's psychological health and community
well-being should be included in an environmental impact statement associated
with the proposed restart of Three Mile Island Unit 1 (Ref. 2). A strict
interpretation of this decision could add comparable new assessments into many
aviation-related actions.
8.3 REVIEW OF
STUDIES
A brief review was carried out of available scientific
journal articles and reports dealing with possible health and welfare effects of
airport noise on residents of neighboring communities (Ref. 3). The
effects of aircraft noise on the physical, mental and emotional health of
airport neighbors (the so-called non-auditory effects) are not nearly so clear
as those for hearing loss. Most survey reports on this subject find that there
is little reliable evidence on the relationship between noise exposure and
mental or physical health. Although there are many studies available attempting
to relate these factors -- one study cites 150 references, another 83 -- most do
not employ scientifically rigorous methods or provide fully descriptive
information on which their validity can be judged. It is interesting to note
that a recent EPA-sponsored
survey judged only one study out of 83 to rate higher than "4"on a scale of
0 to 9, in terms of study quality (Ref. 3). Thus, in
general, it is difficult to prove -- or- disprove -- any connection between
mental or physical health and noise, and more particularly, airport
noise.
Three pairs of studies, included in this section, directly
contradict each other. One 1979 study apparently found a higher mortality rate
for residents near Los Angeles International Airport, compared with a lower
noise-exposure area (Ref. 5). A 1980
study used exactly the same data, and found that the mortality rates were nearly
identical. The latter analysis appears far more thorough and scientifically
valid (Ref.
6).
A 1978 study, which received national press coverage, apparently
showed a higher rate of birth defects for residents east of Los Angeles
International Airport, compared to the remainder of Los Angeles County (Ref. 7). A 1979
study reported exactly the same type of analysis around Atlanta's Hartsfield
International Airport, and found no significant differences in 17 categories of
birth defects for residents near the airport and those in quieter locales (Ref. 8). Again, the
second study appears far more rigorous and scientifically valid (but it
apparently received no press attention at all). A third pair of studies examined
mental hospital records in relation to airport residents, and also reached
different conclusions (Ref. 9, Ref.
10).
Perhaps the most striking set of studies concerning the effects
of airport noise on neighbors was that published in 1977 by Knipschild (Ref. 11 through
Ref. 14). These studies examined the incidences of cardiovascular problems,
doctor contacts, and drug purchases for areas near Amsterdam's Schiphol Airport,
and concluded that "airport noise, as prevalent around many airports,
constitutes a very serious threat to public health in all its aspects: affection
of well-being, mental disorders, somatic symptoms and diseases (especially
cardiovascular diseases)." The EPA-sponsored survey included one of these
studies, however, but did not seem to find it convincing. Incidentally, the
Knipschild studies have been cited in a recent court case and apparently was
considered important in that decision (Ref.
15).
8 4 SUMMARY
Although many
airport neighbors have claimed a direct health impact from aviation noise, there
is little valid scientific basis for such claims.
2. People Against Nuclear Energy v. U.S. Nuclear Regulatory
Commission U.S. Court of Appeals for the District of Columbia, May 14,
1982.
3. Wesler, John F. Unpublished Information Paper
on the Effects of Noise. Federal Aviation Administration, AEE-120, Washington,
D.C., 1981.
4. Thompson, "Epidemiology Feasibility
Study: Effects of Noise on the Cardiovascular System," EPA Report 550/9-81-103,
September 1981.
5. Meecham & Shaw, "Effects of Jet
Noise on Mortality Rates," British Journal of Audiology, Vol. 13,
1979.
6. Frerichs, Beeman & Coulson, "Los Angeles
Airport Noise and Mortality - Faulty Analysis and Public Policy," American
Journal of Public Health, Vol. 70, No. 4, April 1980.
7. Jones & Tauscher, "Residence Under an Airport Landing
Pattern as a Factor in Teratism," Archives of Environmental Health, Vol. 33,
1978.
8. Edmonds, Layde & Erickson, "Airport Noise and
Teratogenesis," Archives of Environmental Health, Vol. 34, pp. 243-247,
1979.
9. Meecham & Smith, "Effect of Jet Aircraft
Noise on Mental Hospital Admissions," British Journal of Audiology, Vol. ii, pp.
81-85, 1977.
10. Gattoni & Tarnopolsky, "Aircraft
Noise and Psychiatric Morbidity," Psychological Medicine, Vol. 3, pp. 516-520,
1973.
11. Knipschild, "V. Medical Effects of Aircraft
Noise: Community Cardiovascular Survey," International Archives of 0ccupational
and Environmental Health, Vol. 40, 1977.
12.
Knipschild, "VI. Medical Effects of Aircraft Noise: General Study,"
International Archives of 0ccupational and Environmental Health, Vol. 40,
1977.
13. Knipschild, "VII. Medical Effects of
Aircraft Noise: Drug Survey," International Archives of Occupational and
Environmental Health, Vol. 40, 1977.
14. Knipschild,
"VIII. Medical Effects of Aircraft Noise: Review and Literature," International
Archives of Occupational and Environmental Health, Vol. 40, 1977.
15. Charles Frances Davison et. al. v. Department of Defense
et. al., U.S. District Court for Southern District of Ohio, May 1982.
Section 9.0 EFFECTS OF NOISE ON WILD AND DOMESTICATED
ANIMALS
This section summarizes research concerning the
effects of aviation noise on wild mammals, birds and fish, on farm animals
(swine, cattle, poultry and mink), and on a variety of laboratory animals. While
a significant amount of research has been conducted on the reactions of animals
to noise, it has proven difficult to draw any general conclusions on the subject
because there is much variability in response both between and within species.
Thus, no clear policies or guidelines have been developed concerning noise
exposure and animals.
AVIATION APPLICATION/ISSUES
1. Harm
to animals in U.S, wildlife refuges, national parks, and wilderness
areas
2. Effects on the productivity of domestic
animals
GUIDANCE/POLICY/EXPERIENCE
Animals are rarely
exposed to high noise levels outside of the laboratory, and most have proven
impervious to the aircraft noise they do experience. Nevertheless, a few species
have demonstrated little tolerance of aircraft noise and have shown few signs of
adapting to it. Since no well-established guidelines concerning noise and
animals exist, it is important to remain aware of the issue and alert to the
possibility that "off-limits" wildlife areas may be desirable in the future for
selected wildlife areas.
9.1 INTRODUCTION
The effects of aviation
noise on animals have been studied rather extensively over the past 20 years,
with much of the work being conducted by U.S. Air Force-sponsored researchers.
The studies have revealed that the effects are highly species-dependent and that
the degree of the effect may vary widely. Responses of animals to aircraft noise
vary from almost no reaction to virtually no tolerance of the sound. The
question of how adaptable animals are remains largely unanswered. Both wild and
domesticated animals have been studied, though more research has centered on
domesticated or laboratory animals (such as rats and mice). The research
summarized below reflects the extensive variation in the sensitivity and
response of animals to noise.
9.2
WILDLIFE
It has proven difficult to study the effects of aviation
noise on wild animals in their own environment and under natural conditions.
Yet, as urban areas of the U.S. continue to grow, protecting natural habitats
and their inhabitants thereof becomes a greater concern.
9.2.1 Birds. A test employing helicopters and other
aircraft was conducted at Arkansas National Wildlife Refuge in Texas (Ref. 1). Eleven
different avian species were observed and their reactions gauged on a scale of 1
(no reaction) to 4 (violent reaction, left the area). Figure 9.1 depicts
the results of this study. Of the eleven species, five--Canadian and Snow Geese,
Sandhill Cranes, Turkey Vultures and Great Egrets--showed no change in response
as a function of helicopter noise level, while the other six species appeared to
alter their response depending upon the noise intensity. The grebes' response
increased only slightly while the response of ring-necked ducks, coots,
gadwalls, purple gallinules, and pintail ducks were found to increase more
strongly as a function of the helicopter noise level. Canadian and Snow Geese
did not tolerate helicopter noise at any level. The authors concluded that
because any tendency among the geese to adapt remains to be demonstrated,
"off-limits" areas may possibly be necessary for such sensitive
species.
9.2.2 Fish. Fish have been noted to
respond to noise within their environment such as underwater explosions and the
sound of fishing vessels; however, aircraft noise is very rarely a part of that
environment. Most airborne sound is reflected off the water's surface, with only
a small fraction actually penetrating the air-water boundary. The impact of
sonic boom on aquatic life has also been evaluated. When a sonic boom sweeps an
expanse of water, only the vicinity of the water surface is affected. The ICAO
Sonic Boom Committee, after conducting various tests, concluded that typical
sonic booms are not likely to harm aquatic life (Refs. 2, 3). Also,
the U.S. Department of the Interior, Bureau of Sport Fisheries and Wildlife
conducted a study of the effect of sonic boom on fish and fish eggs. Trout and
salmon eggs were reared in the normal manner until reaching the most critical
stage of development and then were exposed to sonic boom. Mortality rates for
the exposed eggs were compared with a control group. No mortality differential
was discernible (Ref. 4).
9.3 DOMESTICATED (FARM) ANIMALS
Another study also reported that dairy cattle showed no
differences in milk production when exposed to aircraft noise. The researchers
compared milk cow herds located within three miles of a number of air force
bases using jet aircraft (13 percent of the herds were within 1 mile of the end
of an active runway). Dairy cattle studied in the vicinity of Edwards Air Force
Base (California) showed few abnormal behavioral reactions due to sonic booms,
though they had been exposed to the booms for several years and so may have
become habituated (Ref. 6). Other
studies also supported this evidence that cattle are generally not affected by
the sonic boom or other aircraft noise.
Poultry have shown no more
reaction to aircraft noise than swine or cattle. In a 1958 study, recorded
aircraft flyover noise at 80 to 115 dB at 300 to 600 Hz was played daily and
every third night from the beginning of the hens brooding until the chicks were
9 weeks old. There resulted no difference in weight gain, feeding efficiency,
meat tenderness or yield, or mortality between sound-exposed and non-exposed
chicks (Ref. 7).
Broad breasted bronze turkeys were exposed to recordings of low flying jet
planes at l10 to 135 dB for 4 minutes during the third day of brooding. The
turkeys typically ceased brooding but resumed it shortly, with no decrease in
egg laying (Ref.
8). A final study showed that chicken eggs exposed to daily sonic booms for
21days during their incubation hatched normally (Ref. 9).
In
a 1968 study on mink, one hundred twenty animals were exposed to simulated sonic
booms ranging from 2.0 to 0.5 lb per sq ft. The litters of mink exposed to the
booms were larger than those of mink not exposed. No racing, squealing or other
signs of panic were observed in the animals. Animals that died naturally were
examined; no disorders which could be traced to the sonic booms were found (Ref. 10). Female
mink showed little or no response to exposure to sonic boom during breeding,
birth of kits, or whelping. Again, no signs of panic were observed.
9.4 LABORATORY ANIMALS
Mice, rats, monkeys, and
rabbits have been examined in numerous studies, the results of which are briefly
reviewed here (Ref.
11). The studies generally exposed the test animals to a certain level of
noise for a predetermined period of time; response was measured in terms of
physiological change. Increases and decreases in body chemicals and in the
weights of body organs were typically observed in the tests. Although some of
the bodily changes were typical of reactions to stress (and noise is often
considered stressful), it was not clear that the changes were significant or
dangerous. As with humans, hearing damage occurred when the animals were exposed
to high level noise; however, animals are rarely exposed to extreme aircraft
noise.
9.5 CONCLUSION
While instances may arise
in which aviation noise does create a concern for those protecting wildlife or
involved in animal husbandry, in general, aviation noise has a minimal impact on
animals.
2. International Civil Aviation
0rganization, Sonic Boom Committee. Report. . First meeting, Montreal, ICAO Doc.
9011, SBC/1, May 1972.
3. International Civil Aviation
0rganization, Sonic Boom Committee. Report. Second meeting, Montreal, ICAO Doc.
9064, SBC/2, June 1973.
4. U.S. Department of
Transportation, FAA. Concorde Supersonic Transport Aircraft: Final
Environmental Impact Statement. Vol. 1, September 1975.
5. Bond, J. C.F. Winchester, L.E. Campbell, and J.C. Webb.
Effects of Loud Sound on the Physiology and Behavior of Swine. U.S.
Department of Agriculture, Agricultural Research Service Technical Bulletin, No.
1280.
6. Parker, J.B, and N.D. Bayley.
Investigations on Effects of Aircraft Sound on Milk Production of Dairy
Cattle, 1957-1958. U.S. Department of Agriculture, Agricultural Research
Service, Animal Husbandry Research Division, 1960.
7.
Stadelman, W.J. The Effects of Sounds of Varying Intensity on Hatchability of
Chicken Eggs. Poultry Science, 37, 1958.
8.
Jeannoutot, D.W. and J.L. Adams. Progesterone Versus Treatment by High
Intensity Sound as Methods of Controlling Broodiness in Broad Breasted Bronze
Turkeys. Poultry Science, 40, 1961.
9.
Bell, W.B. Animal Response to Sonic Boom. Paper presented at the 80th
meeting of the Acoustical Society of America, Houston, November 1970.
10. Travis, H.F., G.V. Richardson, J.R. Menear, and J. Bond.
The Effects of Simulated Sonic Booms on Reproduction and Behavior of
Farm-Raised Mink. ARS 44-200, U.S. Department of Agriculture, Agricultural
Research Service, June 1968.
Section 10.0 EFFECTS OF STRONG LOW FREQUENCY ACOUSTICAL
ENERGY
This section reviews the effects of strong low
frequency acoustical energy in creating some of the more unusual (albeit rare)
aircraft noise effects. The consideration of low frequency sound in creating
vibration (and secondary noise) in structures is discussed. While structural
vibration is not a common concern for commercial transport airplanes, there may
be some need to exercise caution in helicopter operations in close proximity to
buildings. A brief review is also provided addressing human physiological
reactions to intense low frequency sound as one might encounter near engine test
stands. Criteria are presented for both annoyance to vibration and human
physical damage risk for exposure to intense infrasound.
AVIATION
APPLICATIONS/ISSUES
1. Vibration of wall and windows
2.
Radiation of secondary noise
3. Human physiological response to intense
low frequency
sound
4. Sonic Booms (illegal in U.S, for civil
aircraft
operations)
GUIDANCE/POLICY/EXPERIENCE
The
issue of low frequency energy and its impact on buildings and people was
explored in detail in regard to the Concorde SST operations in the U.S. Impacts
were found to be negligible. Consequently low frequency effects from civil
commercial aircraft remains a minor issue in most environmental impact
assessments. There remains the need however to consider carefully possible
effects of low frequency energy in the operation of helicopters in close
proximity to buildings.
(Preceding page blank)
10.1 INTRODUCTION
The lower end of the
audible acoustical spectrum is approximately 20 Hz. Below this frequency people
cannot generally hear sound but can easily sense vibrations in their bodies.
Intense sound in this frequency range can also excite resonances in various body
cavities causing a feeling of nausea or discomfort. Intense infrasound can also
cause walls and floors to vibrate, rattling windows and household items. The
effects of this low frequency sound are discussed in this chapter.
10.2 STRUCTURAL EFFECTS
Potential damage to
building structures from low frequency sound vibration became a topic of concern
during the environmental assessment of the supersonic jet transport, the
Concorde. Subsequent studies revealed that low frequency vibration from the
Concorde causes little to no structural damage. Analyses conducted of five
historic sites near the proposed subsonic flight path of the Concorde aircraft
revealed breakage probabilities from noise-induced vibration for windows, brick
chimneys, a stone bridge, and a plaster ceiling to be less than .001 percent per
year (Ref. 1).
It was found that exposure to normal weather (such as thunder or wind loads)
produces a higher probability of breakage than vibrations from the
Concorde.
At Sully Plantation, Virginia, the test location nearest the
Concorde flight path and therefore most likely to sustain vibration damage,
calculations were based on a sound level of 104 dBA for each overflight, or an
effective pressure of .313 psf. Estimates of the probability of breakage of one
flight from Concorde overflights are about one in every million years. The
Concorde's contribution to the cumulative damage of a house in the neighborhood
of Kennedy Airport was found to be insignificant. Everyday vibrations from wind
and household activities were greater than those caused by aircraft in the worst
conditions around normal airports.
Studies show that the Concorde causes
five times the vibration to normal buildings as the older model Boeing 707 (with
JT3D engines) (Ref.
2). Considering the higher levels of noise produced by the Concorde in
relation to other aircraft, the danger of breakage from noise-induced vibration
at all frequencies is therefore slight.
10.3
ANNOYANCE WITH STRUCTURAL VIBRATION
It has also been theorized
that the vibrations induced in buildings and windows by low frequency sound
might increase the annoyance of the occupants to a greater degree than the
effects of the vibration on the human body. This annoyance is due to human
perception of the vibration of a wall or window and rattle created by household
objects when the structure vibrates. Infrasound characterized by long
wavelengths is not attenuated by walls, partitions, acoustic absorbers, or the
atmosphere to the same degree as audible sound.
U.S. Army researchers
conducted a study to measure the role of vibration and rattle in human response
to helicopter noise (Ref. 3).
Helicopter noise annoyance was judged against annoyance from a control noise by
subjects in the living-dining area of a frame farmhouse, in a mobile home,
and outdoors. Subjects in the living-dining area of the house were most annoyed
by vibration and rattle; results suggest that, when high levels of vibration and
rattle are present, a control noise would have to be 20 dB higher than the
helicopter noise to produce equivalent annoyance. This offset was 3 to 6 dB
outdoors with an average of 4 1/2 dB. Subjects in the mobile home, most likely
because of the low frequency resonance created by the helicopter, display a 3 to
14 dB offset with an average of about 8 dB. The researchers concluded that
vibration and rattle can significantly increase the annoyance associated with a
particular sound level.
Reiher and Meister conducted an investigation of
subjective human response to different levels of structural vibration, and used
this data to develop the tolerance criteria shown in Figure 10.1 (Ref. 4). Their
study revealed that, when compared with these criteria, wall vibration caused by
takeoff and approach of the Concorde are imperceptible or barely perceptible,
causing no adverse effects on human beings (See Figure
10.2).
10.4 PHYSIOLOGICAL
EFFECTS
Low frequency sound can be directly absorbed through the
surface of the body and can excite sense organs other than the ears. The effect
is similar to the effect of mechanical vibration on the body, causing the
internal organs to vibrate and disturbing the nervous system, digestion and
sight. Most physiological effects of vibration and noise are limited to a narrow
frequency range. Very intense low frequency noise (0-20 Hz) can cause a
sensation of vibration, disequilibrium, motion sickness, speech disturbance, and
blurring of vision, just to name a few. Frequencies from 5-9 Hz have been shown
to affect the liver, spleen, and stomach, while somewhat higher frequencies may
result in mouth, throat, bladder or rectal pain.
Workers in extremely
noisy situations complain of distraction from nausea, disequilibrium,
disorientation, headache, lassitude, and blurring of vision. French workers have
reported disorders of the circulatory and nervous systems as a result of
exposure to infrasound, but the presence of permanent effects on the body has
not been verified (Ref. 5).
Industrial equipment often produces inaudible vibrations which, after prolonged
exposure, cause specific complaints of giddiness, nausea, and anxiety not found
after similar exposure to noise in the audible range.
10.5 CRITERIA FOR INTENSE LOW FREQUENCY SOUND
(INAUDIBLE),
INFRASOUND
10.5.1 EPA
Levels Document. According to the EPA Levels Document extremely high levels
of infrasound can cause mild stress reactions and such unusual auditory
sensations as pulsating or fluttering (Ref. 5). The
threshold for these symptoms is about 120 dB sound pressure level in the 1-16
Hertz range. The EPA sees no serious health hazard in infrasound intensities
where the sound pressure level is below 130 dB. To consider a
FAA flight rules require
civil aircraft to fly at subsonic speed over U.S. land areas in order to prevent
sonic booms from impacting the U.S. environment. For supersonic aircraft
approaching or leaving U.S. boundaries, flight rules stipulate that the aircraft
be operated in a manner that will not cause direct sonic shock waves to encroach
upon the U.S. (Ref. 6).
Sonic booms result when a projectile such as an
aircraft exceed the speed of sound. The phenomenon we call a boom is similar in
many ways to an explosion, characterized by a rapid increase in pressure above
the ambient pressure, followed by a negative pressure excursion. An example of
this N-wave signature is shown in Figure 10.3.
between sonic boom overpressures and resulting damage and community response
are presented in Table 10.1 (Ref. 7). One
publication concludes "The human reaction to shock wave noise has been fairly
well correlated. It has been concluded that 1.0 pound per square foot
(overpressure) will cause no damage to ground structures and no significant
public reaction day or night."
As
a matter of interest, a rather unusual phenomenon called secondary sonic booms
were observed shortly after the introduction of Concorde service to the U.S. In
essence, sonic shock waves from the Concorde were refracting off the
discontinuity at the top of the earth's atmosphere and bending back down to the
earth, l4hile the level of the overpressures was not high enough to cause any
damage, people did take notice. After a study of these "mystery booms" by the
FAA / DOT (Ref.
10), the Concorde pilots implemented changes in their operational procedures
to minimize the occurrences. Ref 8
As discussed in this
section, low frequency sound and its effects are relatively minor considerations
in assessing aircraft nose impact. The case of helicopter operations in close
proximity to buildings, however, remains an area warranting close scrutiny.
2.
Wiggins, John H. The Influence of Concorde Noise on Structural
Vibrations. Rep. No. FAA-75-1241-1, July 1975.
3.
Schomer, Paul. The Role of Vibration and Rattle in Human Response to
Helicopter Noise. Unpublished Report, December 1986.
4. Douglas Aircraft Company, Long Beach CA. Sonic Boom
Modeling Investigation of Topographical and Atmospheric Effects. Final
Report, FAA-NO-70-l0, July 1970.
5. U.S.
Environmental Protection Agency, Office of Noise Abatement and Control,
Washington D.C. Information on Levels of Environmental Noise Requisite to
Protect Public Health and Welfare with an Adequate Margin of Safety. March
1976.
6. Code of Federal Regulations, FAR
91.55.
7. Federal Aviation Administration, Office of
Planning. Some Considerations of Sonic Boom. May 1961.
8. Borsky, P.N. Community Reactions to Sonic Booms in the
Oklahoma City Area. National Opinion Research Center, AHRL-TR-65-37,
1965.
9. U.S. Environmental Protection Agency.
Information on Levels of Environmental Noise Requisite to Protect Public
Health and Welfare with an Adequate Margin of Safety. 550/9-74-004, March
1976.
10. Rickley, Edward J, and Allan D. Pierce.
Detection and Assessment of Secondary Sonic Boom in New England.
FAA-AEE-80-22, May 1980.
Section 11.0 IMPULSIVE NOISE
Over the past 10 years, researchers in aviation
acoustics have suggested that penalties be assessed (dB increments added) for
sounds which possess impulsive characteristics. Helicopter blade slap which
accompanies certain modes of flight operation has been the primary subject of
this research. This section reviews the research. and, as elsewhere, finds
conflicting results. While some researchers find the need for an adjustment
others do not. Complex distinctions between detectability and annoyance are key
to the debate. In the end, the position adopted by the International Civil
Aviation Organization (ICAO) was that no correction is necessary.. Nonetheless,
the Helicopter Association International (HAT), and the FAA continue to conduct
research to minimize impulsive helicopter noise.
AVIATION
APPLICATION/ISSUES
The question is raised, in connection with
helicopter noise, whether or not an impulsivity correction is necessary to
properly assess human
reaction.
GUIDANCE/POLICY/EXPERIENCE
After years of
research, ICAO concluded that an impulsivity adjustment was unnecessary to
properly certificate aircraft; this, in effect, implies that human response is
adequately assessed without a special impulsivity adjustment to the EPNL metric.
Nonetheless efforts continue to reduce impulsive noise which dominates
helicopter noise in certain flight regimes.
11.1 INTRODUCTION
During the past ten
years, a great deal of research was devoted to evaluating the need for a
correction factor or term to account for possible increased annoyance associated
with highly impulsive acoustical noise events. The main focus of this activity
has been impulsive helicopter noise which occurs during specific operational
flight regimes, primarily high speed level flight and particular descent modes.
This impulsive sound is sometimes characterized as slapping or banging. These
research concerns were driven by the need to develop an adequate metric for use
in a proposed international helicopter noise certification standard.
11.2 REVIEIW OF STUDIES
The findings of many
studies concluded that the currently used aircraft noise certification metric,
EPNL, did an adequate job of quantifying human annoyance response to impulsive
helicopter noise events. The studies briefly synopsized below found, for the
most part, that no adjustment would be needed to the EPNL metric to account for
impulsiveness.
11.2.1 1977 French Report.
In a 1977 report, French researchers concluded that impulsive noise is up to 6
dB more annoying than non-impulsive noise (Ref. 1). They had
carried out an evaluation of impulsive noise using subjects who compared pairs
of non-impulsive and impulsive noises. Pulse duration, type, degree, level and
repetition frequency were all considered; the degree of impulsivity, or the
magnitude of impulsive compared with non-impulsive noise, seemed to have the
most influence on the subjects' responses.
11.2.2
1977 U.S. Army Report. The U.S. Army Medical Research Laboratory also
issued a report in 1977 which addressed the issue of a penalty for impulsive
noise (Ref. 2).
In their test, subjects listened to a fixed wing aircraft as it passed overhead,
then rated each flyover of a rotary-wing aircraft relative to the fixed-wing.
Although the Army stated in the conclusion of its report that a 2 dB penalty for
helicopters was suggested by their results, they asserted that "no correction
for blade slap was found which improves the prediction of annoyance."
11.2.3 1978 NASA Report. In 1978 NASA sponsored a
field study of helicopter blade slap noise. (Ref. 3). Subjects
in this study, located both indoors and out, judged the noisiness of two
helicopters and a propeller-driven airplane during controlled flyovers. One
helicopter was operated to provide several levels of blade slap (impulsiveness);
the other varied little in impulsiveness. Among the results of the study was the
finding that, for equal EPNL, the more impulsive helicopter was consistently
judged less noisy than the less impulsive helicopter. The report published from
this study concluded that no significant improvement in the "noisiness
predictive ability of EPNL" was provided by a crest impulsiveness
correction.
11.2.4 1981 United Kingdom
Paper. In December of 1981, researchers of the United Kingdom presented a
paper to the ICAO Committee on Aircraft
Noise which supports the conclusions of the U.S. Army and NASA. (Ref. 4). These
researchers found that a proposed impulsive correction does not make EPNL a
better annoyance predictor; in fact, the opposite seems to hold true.
11.3 CONCLUSION
There is no need for a separate
impulse correction to existing noise metrics to adequately quantify annoyance
with helicopter noise. While efforts to reduce impulsive noise continues,
research indicates that more detectable sounds are not necessarily more
annoying.
2. Patterson, James, Ben T. Mizo,
Paul D. Schemer, Robert T, Camp. Subjective Ratings of Annoyance Produced by
Rotary-Wind Aircraft Noise. U.S. Army Aeromedical Research Laboratory,
Report No. 77-12. May 1977.
3. Powell, Clemans A.
A Subjective Field Study of Helicopter Blade-Slap Noise. NSA Technical
memorandum 78758, July 1978.
4. Loughborough
University of Technology. Studies of Helicopter Noise Perception: Background
Information Paper. ICAD Committee on Aircraft Noise, Working Group B,
December 1981.
Section 12.0 TIME OF DAY WEIGHTINGS FOR AIRCRAFT
NOISE
The issue of whether noise occurring at different
times of the day should be assigned weighting factors to represent different
human sensitivity to noise intrusion has been a subject of much concern and
research over the past 35 years. This section briefly reviews the research and
practice. The metric selected by the FAA as the standard for use in airport
noise impact assessment uses a 10 dB nighttime weighting
factor.
AVIATION APPLICATON/ISSUES
1. Should aircraft noise
occurring in the evening or at nighttime be assigned a weighting penalty to
account for increased sensitivity to noise intrusions?
2. If a weighting
is appropriate, what is the value of the weighting
function?
GUIDANCE/POLICY/EXPERIENCE
The FAA has designated
the Yearly Average Day Night Sound Level as the metric for assessing airport
cumulative noise impact. This metric assigns a 10 dB weighting between the hours
of 10 p.m. and 7 a.m.
(Preceding page blank)
12.1 HISTORICAL BACKGROUND
12.1.1 CNR. The question of time-of-day first
gained attention around 1951, when the Composite Noise Rating (CNR) scheme was
developed. This method attempted to relate the noise and attributes of a
community to a method which would estimate community response to aircraft noise.
The CNR considered the background, or ambient noise level as well as just
aircraft noise at night. The CNR penalized aircraft noise 5 dB just because it
occurred at night, and another 5 dB because the background noise decreases about
5 dB at night. This reasoning has remained constant, in part forming an
historical basis for the FAA's decision to penalize nighttime noise 10 dB.
Later, revisions were made to the CNR, but in each case the 10 dB nighttime
penalty was retained.
12.1.2 NNI. Another
system of measuring noise differences was the British Noise and Number Index
(NNI). This index, when reduced to similar terms as the CNR, indicated an 11 dB
penalty for nighttime noise, a value comparable to the 10 dB in use.
12.1.3 NEF. In 1967, yet another measure was
developed -- the Noise Exposure Forecast (NEF). NEF was the first measure which
was derived from the effective perceived noise level (EPNL). The NEF imposed a
12.2 dB adjustment for nighttime noise events. The 12.2 dB adjustment
corresponds to a nighttime multiplier of 16.7.
Several other methods of
measuring the noise around airports were pursued, but eventually the FAA and
much of the community that deals with noise settled on the day/night average
sound level (DNL) as the accepted measure. Using this measure, the 10 dB penalty
for nighttime noise remains intact.
12.2 REVIEW
OF THE CHOICE OF DNL
The choice of DNL as the "accepted" time of day
metric was extensively examined at a workshop held at NASA Langley Research
Center in 1980. (Ref. 1) There was
much comment on the validity of DNL. One discussion group pointed out that the
10 dB penalty of the DNL was borrowed from earlier cumulative noise measures
which were based on limited data and intuitive judgments. Many current studies
suggest that people may actually be more sensitive to noise in the evening
rather than late at night, other conference members asked whether the penalty of
10 dB was a valid number clearly related to community response or if it merely
indicates that nighttime noise is less desirable than daytime noise.
The
merits and deficiencies of the DNL metric were also examined. Table 12.1,
relates the outcome of that discussion.
DNL
Merits
DNL
Deficiencies
government
Accepted
internationally
Used to assess all community
noise
sources
Relates to Leq--generally
accepted for hearing
loss
assessment
Allows one to relate exposure
to
instantaneous rms level and
single event level
Correlates well
with human
response
Nighttime penalty looks
reasonable with
regard to
range of data
Ability to account for more
than
annoyance puts an
adequate weight on other
health
effects
Quantifies dose as a single
number
sometimes yields bizarre
results with
nighttime
weighting factor. Lacks
uniform confidence in
the
scientific community
from the user
seasonal variations
penalty is truly
representative of
all
effects
periods of application or
the magnitude of
the
penalty are valid
1. Researchers were urged to reconsider changing lifestyles
and to reflect on whether 10 PM to 7 AM is the most sensitive portion of the
day. Evening or transition may be more important.
2. DNL should remain a
rough screening device. The DNL penalty, for example, could impact school
operations if a large number of operations were shifted to the day. The public
is urged to pursue local independent decisions on this matter.
3. several individuals suggested removing the nighttime weighting altogether
and displaying day/night and weekend/seasonal information separately, using the
Leq metric for the respective time periods.
4. DNL is intended to measure
annoyance, not health, effects. However, any new nighttime penalty should
perhaps consider sleep disturbance, speech interference and other
effects.
The consensus of the conference groups seemed to be that, given
its long history, its current wide acceptance and use, and the fact that there
has been no strong alternative offered by research to date, DNL should remain
the "accepted" measure.
12.3 STUDY
RESULTS
As was noted by the NASA Langley Workshop discussed above,
the nighttime noise penalty was derived intuitively - researchers assumed that
nighttime noise is more disturbing to people than daytime noise. While there are
a few studies that do support this assumption, many others present conflicting
or contradictory views. A recent report sponsored by NASA Langley/FAA summarized
conflicting report findings on time of day considerations (Ref.
2).
The many reports on time of day have revealed a number of
variables that make it difficult (if not impossible) to make a clear statement
about when noise is most annoying. For instance, various studies have found
that:
There is also the possibility that people's perception of and annoyance
with daytime noise affects their perception of nighttime noise, some researchers
feel that there may be more complaints about nighttime noise because people view
it as a more valid complaint than something like television disruption; thus,
the perspective on time-of-day may be skewed. One study suggested that daytime
activities, which usually involve communicating or concentrating tasks, might be
more sensitive to interruption than sleep.
The report stated that the one
point that researchers seem to agree on -- although again, empirical evidence is
scant -- is that the most annoying/disturbing times for noise to occur are when
a person is trying to go to sleep and when he is preparing to awaken. However,
bedtime
varies greatly for people; it could be anywhere from 9:30 p.m. to 12:30 a.m.
Thus it is hard to designate a specific time that is the most disturbing for
aircraft noise to occur. The NASA Langley/FAA report concluded that no solid
conclusion could be drawn about the suitability of present time-of-day
models.
In addition to social surveys which attempt to determine people's
nighttime annoyance with noise, a few studies have been conducted on the ambient
noise level and its relationship to aircraft noise. The findings, once again,
appear to be contradictory. Some studies (Ref. 3) seem to
suggest that with higher background noise, annoyance with aircraft noise will be
greater, while others suggest (Ref. 4) that there
is little or no correlation between annoyance and ambient noise. Thus, no firm
conclusion may be drawn concerning ambient levels and aircraft
noise.
12.4 CONCLUSION
After
fifteen years of use, the DNL has shown itself to be a workable tool for the
noise community. Its use as the accepted measure in time of day considerations,
with its nighttime penalty of 10 dB between 10 p.m. and 7 p.m., will continue
unless future research can suggest a reasonable alternative.
2. Fields, James M. Research on the
Effect of Noise at Different Times of Day: Models, Methods and Findings.
Unpublished Report, August 1984.
3. Pearson, K.
S. The Effects of Duration and Background Noise level on Perceived
Noisiness. FAA ADS-78, Federal Aviation Administration, April
1966.
4. Taylor S. M., F. L. Hall and S. E. Bernie.
?Effect of Background Levels on community Responses to Aircraft Noise,
J. Sound & Vib, Vol. 71, No. 2, July 22, 1980.
Section 13.0 NOISE CONTOURS
Noise contours or footprints are the accepted
technique for displaying airport cumulative noise exposure. Noise contours are
also employed in comparing the noise footprints of individual aircraft. Contours
can be developed for different noise indices, but airport contours generally
express DNL while individual aircraft contours usually portray either SEL, EPNL
or ALm.
AVIATION APPLICATION/ISSUES
1. Contours are
used as the tool to assess land use compatibility.
2. Contours are also
used to portray the noise exposure of single operations of various aircraft
types.
GUIDANCE/POLICY/EXPERIENCE
The noise contour
program developed by the FAA and approved for use in FAA funded airport land use
compatibility studies is the Integrated Noise Model or INM. This program can
also generate single event contours. A new microcomputer-based model which will
generate noise contours for helicopters is now under
development.
(Precedinq page blank)
13.1 INTRODUCTION
The principal tool for
analyzing land use compatibility in the vicinity of airports and heliports is
the noise footprint or contour. The noise contour represents a line of equal
exposure. Noise exposure is expressed using the yearly average day-night sound
level, DNL expressed in decibels.
The noise contours are generated using
a computer simulation of the yearly average daily operations. The computer
program developed for this purpose by the FAA is known as the Integrated Noise
Model, or INM. This program has traditionally run on a mainframe computer, but
is now available on at least two microcomputers (IBM XT and AT). In addition to
the INM, the FAA is presently involved in developing a microcomputer-based
Heliport Noise Model (HNM).
Noise contours are usually presented as
overlays on 1" = 2000 feet U.S. Geological Survey quarter sectional maps. This
allows easy identification of land use categories and surface references. Figure 13.1
displays the standard INM test case noise contour.
Information on noise
contours is available from the FAA. Reports on the use of FAA-approved noise
contour methodology include:
Flythe, M. C., "INM Integrated Noise Model,
Version 3 User's Guide," FAA-EE-81-17, October 1982.
Federal Aviation
Administration, "INM Integrated Noise Model, Version 3--Installation
Instruction," October 1982.
Connor, T. L. and D. N. Fortescue, "Area
Equivalent Method on VISICALC@," FAA-EE-84-8, February 1984.
Warren, D.
G., "Area Equivalent Method on LOTUS 1-2-3," FAA-EE-81-12, July 1984.
To
acquire any of these noise impact models or for any additional information,
contact:
FAA office of Environment and Energy
Noise Technology
Branch
AEE-120
ATTN: Tom Connor or Donna Warren
800 Independence
Avenue
Washington, D.C. 20591
13.2 THE
USES AND INTERPRETATION OF NOISE CONTOURS
The uses of the noise
contour include compatibility planning and parametric studies of airport
operations such as:
1) variation in aircraft ground tracks
2) departure profiles
3) aircraft
mix
4) introduction of new aircraft
5) changes in numbers of operations,
and
6) introduction of new runways
13.3
APPLICATION AND INTERPRETATION OF NOISE CONTOURS
13.3.1 DNL 65 Contour. Noise contours provide the
important guidance necessary to make sensible zoning and planning decisions,
avoiding incompatible land use in areas of high noise levels. Noise contours,
especially at lower levels, can be visualized as somewhat fuzzy bands which
become more and more discrete and sharp as the exposure level increases. For
example, a DNL 55 contour would be rather fuzzy, while a 75 DNL line would be
sharply in focus. In effect, the confidence one has in a noise contour and its
interpretation increases as the exposure level increases. It is therefore
worthwhile to review the strengths and potential weakness of noise contours in
representing noise impact.
The applications of the DNL 65 contour are
diagrammed in Figure 13.2 and
are outlined below. The cautions previously alluded to are also set out below.
It is worth noting that these qualifications simply identify possible
misinterpretations and do not detract from the important general planning
strengths.
Applications
1. Soundproofing may be required to
achieve desired sound levels for certain building uses.
2. Conflicts may
exist between certain land uses and predicted noise exposure as set out in FAA
compatible Land Use Guidelines.
3. General caution is offered to
prospective home buyers.
4. Contour provides average net change, but may
not be applicable at individual locations.
5. Homes within the contour
may not be eligible for HUD mortgage insurance
(discretionary).
Precautions
1. It is most important to
emphasize that the DNL 65 contour does not form a boundary line between
acceptable and unacceptable noise exposure.
2. Locations within contours
do not necessarily require soundproofing nor are public buildings within
contours automatically eligible for soundproofing assistance;
3. DNL contours or grid analyses do not accurately reflect noise exposure at
specific locations. Predicted levels may vary +/- 5 dB around actual measured
levels for any given location.
4. Other noise sources in the environment
may contribute as much or more than aircraft to the total noise exposure at a
specific location.
13.3.2 DNL 75 Contour.
The DNL 75 contour is often considered the boundary between high (75) and
moderate (65 - 75) noise exposure. The following interpretations are appropriate
for those areas within DNL 75 contours:
1. Soundproofing is very likely
required in many buildings (depending on use).
2. Homes are ineligible
for HUD mortgage insurance.
3. Aircraft noise is very likely the dominant
environmental noise source.
4. DNL prediction accuracy at specific
locations improves to + /- 3 dB.
5. Conflicts very likely exist between
predicted DNL values and land uses as set out in FAA Land Use Compatibility
Guidelines.
6. Definite caution is offered to prospective home
buyers.
Figure 13.3
diagrams these applications of DNL 75 contours. It is recommended that
perspective home buyers be firmly advised of the above conditions.
Section 14.0
AIRPORT NOISE EXPOSURE AND LAND USE
COMPATIBILITY
This section describes the development of criteria
linking cumulative airport noise exposure and compatible land use. Criteria are
presented which have been designated for use in FAA funded compatibility
studies.
AVIATION APPLICATION/ISSUES
1. FAR PART 150,
Airport Noise Compatibility Programs
2. Planning guidance for developers
and zoning officials.
3. Guidance for the granting of HUD and VA
mortgage
guarantees.
4. Airport master plans.
5. Environmental
Impact Assessments
GUIDANCE/POLICY/EXPERIENCE
The FAA
has published criteria in FAR PART 150 for use in compatibility studies. Other
similar criteria have been published by the Department of Defense, the Federal
Interagency Committee on Urban Noise, and the American National Standards
Institute (ANSI).
14.1 INTRODUCTION
Throughout the past 25
years, architects, engineers, planners, and zoning officials have developed and
employed a variety of land use noise exposure guidelines. Regardless of the
particular set of guidelines selected, there is always a range of noise exposure
levels associated with a given land use. The relative position of the
compatibility interval is arbitrarily defined, usually within 5 to 10 dB of some
absolute level. The non-exact, fuzzy-edged nature of compatibility intervals is
important to note in application of land use guidelines. Land use guidelines are
a planning tool and as such provide general indications as to whether particular
land uses are appropriate for certain measured noise exposure levels. The FAA
has elected to use criteria based on
(1) Federal Interagency Committee on
Urban Noise: Guidelines for Considering Noise in Land use Planning and Control,
and
(2) American National Standard Institute (ANSI) publication, "Sound
Level Descriptions for Determination of Compatible Land Use (ANSI
S3.23-1980)
for establishing airport noise land use compatibility
guidelines (Ref.
1). In making compatibility decisions, noise contours are generally used as
guidelines; Section 13.0
discusses applications of DNL contours.
14.2
FAA FAR PART 150 GUIDELINES
In FAR Part 150, the FAA has
identified land uses which are normally compatible (or noncompatible) with
various exposures of individuals to noise (Ref. 1). This was
done in compliance with the Aviation Safety and Noise Abatement Act of 1979 and
is the criteria for use in preparing Airport Noise Exposure Maps and Airport
Noise Compatibility Programs submitted under FAR Part 150. All Federal grants
issued after Fiscal Year 1986 for noise compatibility planning or development at
airports must be in accordance with FAR Part 150. This table is a refinement of
Federal and International noise/land use compatibility criteria and is
compatible with criteria used by other Federal agencies. It is the only
noise/land use compatibility table in the U.S. Code of Federal Regulations (CFR)
(14 Cm 150). The Part 150 Table is also compatible in most essential areas with
the table published by the American National Standards Institute (ANSI). Table 14.1
offers sample comparisons of the Part 150 table and the ANSI table.
Table 14.2
reproduces the FAA land use table (Ref. 2). (The
categories of this table are detailed further in FAA Advisory Circular
150/5020-1.). In addition to FAA and ANSI guidelines, other land use
compatibility tables have also been developed.
Land Use |
|
|
Livestock Farming |
| |
General Manufacturing |
Marginally to 80 dB Incompatible above 80 dB |
Incompatible above 85 dB |
Music Shells |
|
|
Playground, Riding, Golf |
Marginally to 75 dB Incompatible above 75 dB |
Compatible with special details up to 80 dB |
Top
|
|
|
||||||
Residential, other than mobile homes and transient lodgings |
Y |
N(1) |
N(1) |
N |
N |
N |
Mobile home parks |
Y |
N |
N |
N |
N |
N |
Transient lodgings |
Y |
N(1) |
N |
N(1) |
NN |
N |
|
||||||
Schools |
Y |
N(1) |
N(1) |
N |
N |
N |
Hospitals and nursing homes |
Y |
N |
N |
N | ||
Churches, auditoriums, and concert halls |
Y |
N |
N |
N | ||
Governmental services |
Y |
Y |
N |
N | ||
Transportation |
Y |
Y |
Y(2) |
Y(3) |
Y(4) |
Y(4) |
Parking |
Y |
Y |
Y(2) |
Y(3) |
Y(4) |
N |
|
||||||
Offices, business and professional |
Y |
Y |
N |
N | ||
Wholesale & retail--building materials, hardware & farm equip. |
Y |
Y |
Y(2) |
Y(3) |
Y(4) |
N |
Retail trade--general |
Y |
Y |
N |
N | ||
Utilities |
Y |
Y |
Y(2) |
Y(3) |
Y(4) |
N |
Communication |
Y |
Y |
N |
N | ||
|
||||||
Manufacturing, general |
Y |
Y |
Y(2) |
Y(3) |
Y(4) |
N |
Photographic and optical |
Y |
Y |
N |
N | ||
Agriculture (except livestock) and forestry |
Y |
Y(6) |
Y(7) |
Y(8) |
Y(6) |
Y(8) |
Livestock farming and breeding |
Y |
Y(6) |
Y(7) |
N |
N |
N |
Mining and fishing, resource production and extraction |
Y |
Y |
Y |
Y |
Y |
Y |
|
||||||
Outdoor sports and spectator sports |
Y |
Y(5) |
Y(5) |
N |
N |
N |
Outdoor music shells, amphitheaters |
Y |
N |
N |
N |
N |
N |
Nature exhibits and zoos |
Y |
Y |
N |
N |
N |
N |
Amusements, parks, resorts, and camps |
Y |
Y |
Y |
N |
N |
N |
Golf courses, riding stables and water recreation |
Y |
Y |
N |
N |
Numbers in parentheses refer to notes.
*The designations contained in this table do not constitute Federal
determination that any use of land covered by the program is acceptable or
unacceptable under Federal, State or local law. The responsibility for
determining the acceptable and permissible land uses and the relationship
between specific properties and specific noise contours rests with the local
authorities. FAA determinations under Part 150 are not intended to substitute
federally determined land uses for those determined to be appropriate by local
authorities in response to locally determined needs and values in achieving
compatible land uses.
NOTES FOR TABLE 1
(1) Where the community determines that residential or school uses must be allowed, measures to achieve outdoor to indoor Noise Level Reduction (NLR) of at least 25 dB and 30 dB should be incorporated into building codes and be considered in individual approvals. Normal residential construction can be expected to provide a NLR of 20 dB, thus, the reduction requirements are often stated as 5, 10, or 15 dB over standard construction and normally assume mechanical ventilation and closed windows year round. However, the use of NLR criteria will not eliminate outdoor noise problems.
(2) Measures to achieve NLR 25 dB must be incorporated into the
design and construction of portions of these buildings where the public is
received, office areas, noise sensitive areas or where the normal noise level is
low.
(3) Measures to achieve NLR of 30 dB must be incorporated
into the design and construction of portions of these buildings where the public
is received, office areas, noise sensitive areas or where the normal noise level
is low.
(4) Measures to achieve NLR of 35 dB must be
incorporated into the design and construction of portions of these buildings
where the public is received, office areas, noise sensitive areas or where the
normal noise level is low.
(5) Land use compatible provided
special sound reinforcement systems are installed.
(6)
Residential buildings require an NLR of 25.
(7) Residential
buildings require an NLR of 30.
(8) Residential buildings not
permitted.
Top
affected by aircraft noise (the AICUZ program also considers how susceptible
an area is to aircraft accidents in its compatibility decisions). This system is
also based on the DNL metric. Three zones are identified in the AICUZ
structure:
NOISE ZONE |
|
RESPONSE | |
|
|
Zone of highest intensity; frequency and intensity of noise is such as to be loud and annoying.(Inhabitants may complain repeatedly and even form groups to protest.) | |
|
|
Second most intensive zone; noise is more moderate in character. (Inhabitants may complain vigorously and concerted group action is a possibility.) | |
|
|
Lowest noise level zone; the noise may, however, interfere occasionally with certain activities of the residents. |
1. American National Standard. Sound Level Description
for Determination of Compatible Land Use. Rep. No. ANSI S3.23-1980,
1980.
2. FAA Code of Federal Regulations, Part
150.
3. Federal interagency Committee on Urban Noise.
Guidelines for Considering Noise in Land Use Planning and Control. June
1980.
4. U.S. Air Force. Manual 19-10. Planning in
the Noise Environment. Chapter 4.
Top
Section 15.0 EFFECT OF AIRCRAFT NOISE ON REAL ESTATE
VALUES
INTRODUCTION
This section reviews research conducted to assess
the effect of aircraft noise on real estate values. While an effect is observed
it is considered an influence which is often offset by the advantages associated
with ready access to the airport and employment
opportunities.
AVIATION APPLICATION/ISSUES
The effect of
aircraft noise on real estate values is a topic often associated with
environmental
assessments.
GUIDIANCE/POLICY/EXPERIENCE
Studies indicate
that a one decibel change in cumulative airport noise exposure (in DNL) usually
results in a 0.5 to 2% decrease in real estate values.
Top
15.1 INTRODUCTION
Studies have shown that
aircraft noise does decrease the value of residential property located around
airports. Although there are many socio-economical factors which must be
considered because they may negatively affect property values themselves, all
research conducted in this area found negative effects from aviation noise, with
effects ranging from a 0.6 to 2.3 percent decrease in property value per decibel
increase of cumulative noise exposure. This section reports on those
studies.
15.2 RESEARCH
CONSIDERATIONS
A number of socio-economic factors besides aircraft
noise can negatively affect real estate values. Such factors
include:
--the size of the houses
--number of rooms per house
--the
repair of the houses
--number of homes that are air-conditioned
--distance
from business district
--percent of the housing that is minority
--number
of lakes, parks or other amenities in the
surrounding area
The absence
of aircraft noise, then, is just one of many considerations the consumer must
evaluate in buying or selling a residence. Researchers have been careful to
consider these other effects and to normalize their influences in research
studies. Yet even with other factors considered, increased aircraft noise does
appear to lower property values.
15.3 REVIEW
OF RESEARCH
To date, studies have been conducted analyzing nine
airports in the U.S. and Canada comparing property values and noise exposure
levels. These studies, which assess data gathered between 1960 and 1970, all
employed the NEF, a noise measurement that has been superseded by the DNL as the
FAA's accepted unit of cumulative noise measurement (see glossary and Section 2
for description of NEF and DNL). These studies are summarized by Jon Nelson in
Economic Analysis of Transportation Noise Abatement; his summary is
reproduced, with conversions to DNL, in Table 15.1 and
discussed below (Ref. 1).
Top
Study Area (Year, mean property value) |
Range of Noise Levels (DNL) |
Best NDI-NEF Estimate* (Percent) |
Los Angeles (1960, $19,772) Dallas (1960, $18,011) All Areas (1960, $18,074) Minneapolis (1967, $19,683) San Francisco (1970, $27,600) San Jose (1970, $21,000) Boston (1970, $13,000) Toronto (1969-1973, $30,000-35,000) Dallas (1970, $22,000) Washington, D.C. (1970, $32,724) |
55 - 75 55 - 75 55 - 75 55 - 85 60 - 80 60 - 80 60 - 80 55 - 70 55 - 90 55 - 70 |
1.8 2.3 2.0 0.6 1.5 0.7 0.6 0.9 0.6 1.0 |
*The NDI-NEF is the percentage decrease in a given property value per unit
increase in the DNL
Nelson found that the studies can be divided into
two groups and some conclusions drawn. The first group of estimates in the table
was based on 1960 data (and included New York, Los Angeles and Dallas) and
suggests a range of 1.8 to 2.3 percent decrease in value per decibel (DNL). The
second group of estimates, covering the period from1967 to 1970, suggests a mean
of 0.8 percent devaluation per decibel change in DNL. Nelson then excludes the
San Francisco data (which was influenced by unique climatic and political
differences) and finds a mean of 0.7 percent devaluation per decibel change in
DNL.
Nelson also notes that there seems to be a decline in the noise
depreciation index over time, from 1960-1970. This could be due either to noise
sensitive people being replaced by those less bothered by noise, or to the
enhanced commercial value of land near airports. Evidence exists to support
either of these hypotheses (Ref.
2).
15.4 CONCLUSION
The bottom
line is that noise has been shown to decrease the value of property by only a
small amount -- approximately 1% decrease per decibel (DNL). At a minimum, the
depreciation of a home due to aircraft noise is equal to the cost of moving to a
new residence. Because there are many other factors that affect the price and
desirability of a residence, the annoyance of aircraft noise remains just one of
the considerations that affect the market value of a home.
Top
2. Crowley, R. W. A Case Study of the
Effects on an Airport on Land Values. Journal of Transport Economics and
Policy, Vol. 7, May, 1978.
Top
AVIATION NOISE TECHNICAL STANDARDS AND RECOMMENDED
PRACTICES
A vast amount of literature on aviation acoustics has
been published by national and international standards organizations. These
groups include:
International Electrotechnical Commission
1-3, rue de
Varembe
CH-1211 Geneva 20, SWITZERLAND
International 0rganization for
Standardization
I, rue de Varembe
Case postale 56
CH-1211 Geneva 20,
SWITZERLAND
American National Standards Institute
1430 Broadway
New
York, New York 10018
Society of Automotive Engineers
400 Commonwealth
Drive
Warrendale, Pennsylvania 15096
The reader interested in more
information on particular aviation noise-related topics may find the following
reference list helpful.
IEC 225(1966): Octave, half-octave and
third-octave band filters intended for the analysis of sounds and
vibrations.
IEC 537 (1976): Frequency weighting for the measurement of
aircraft noise (D-weighting).
IEC 561 (1976): Electro-acoustical
measuring equipment for aircraft noise certification.
IEC 651 (1979):
Sound level meters.
IEC 655 (1979): Values for the difference between
free-field and pressure sensitivity levels for one-inch standard condenser
microphones.
ISO 266-1975: Acoustics--Preferred frequencies for
measurements.
ISO 2204-1979: Acoustics--Guide to International Standards
on the measurement of airborne acoustical noise and evaluation of its effects on
human beings.
ISO 2249-1973: Acoustics: Description and measurement of
physical properties of sonic booms.
ISO 3891-1978: Acoustics: Procedure
for describing aircraft noise heard on the ground.
Top
Top
ISO 5129-1981: Acoustics: Measurement of noise inside aircraft.
ANSI
S1.1-1960 (R1979): American national standard acoustical
terminology.
ANSI S1.4-1983: American national standard specification for
sound level meters.
ANSI S1.6-1984: American national standard preferred
reference quantities for acoustical measurements.
ANSI S1.8-1969 (R1974):
American national standard preferred reference quantities for acoustical
levels.
ANSI S1.13-1971 (R1979): American national standard methods for
the measurement of sound pressure levels.
ANSI S1.40-1984: American
national standard specification for acoustical calibrators.
ANSI
S3.5-1969 (R1978): American national standard methods for the calculation of the
Articulation Index.
ANSI S3.14-1977: American national standard for
rating noise with respect to speech interference.
ANSI S3.19-1974
(R1979): American national standard method for the measurement of real-ear
protection of hearing protectors and physical attenuation of
earmuffs.
ANSI/ASTM E336-77 (1977): standard test method for measurement
of airborne sound insulation in buildings.
ANSI/ASTM E413-73 (1980):
standard classification for sound transmission class.
ANSI/SAE ARP1071:
Definitions and procedures for computing the effective perceived noise level for
flyover aircraft noise.
ASA 22-1980: American national standard sound
level descriptors for determination of compatible land use.
ASA 23-1978:
American national standard method for the calculation of the absorption of sound
by the atmosphere.
SAE AIR-852 (1965): Methods of comparing aircraft
takeoff and approach noises.
SAE AIR-902 (1966): Determination of minimum
distance from ground to aircraft for acoustic tests.
SAE AIR-923 (1966): Method for calculating the attenuation of aircraft
ground-to-ground noise propagation during take-off and landing.
SAE
AIR-1079 (1972): Aircraft noise research needs.
SAE AIR-1081 (1971):
House noise-reduction measurements for use in studies of aircraft flyover
noise.
SAE AIR-1115 (1969): Evaluation of headphones for demonstration of
aircraft noise.
SAE AIR-1216 (1972): Ground runup and flyover noise
levels: comparison.
SAE AIR-1286 (1973): Helicopter and V/STOL aircraft
noise measurement problems.
SAE AIR-1407 (1977): Prediction procedure for
near-field and far-field propeller noise.
SAE ARP-796 (1965):
Measurements of exterior aircraft noise in the field.
SAE ARP-865B.
(1983): Definitions and procedures for computing the perceived noise level of
aircraft noise.
SAE ARP-866A (1975): Standard values of atmospheric
absorption as a function of temperature and humidity.
SAE ARP-1071
(1972): Definitions and procedures for computing the effective perceived nose
level for flyover aircraft noise.
SAE ARP-1080 (1969): Frequency
weighting network for approximation of perceived noise level for aircraft
noise.
SAE ARP-1279 (1972): Standard indoor method of collection and
presentation of the turboshaft base, engine noise data for use in helicopter
installations.
SAE ARP-1307 (1979): Measurement of exterior noise
produced by aircraft auxiliary power units (APUs) and associated equipment
during ground operation.
SAE ARP-1323 (1978): Measurements of interior
sound pressure levels in cruise type aircraft.